Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Richard Barraclough

  IRN RXB00369

  • [FCA CF] Significant management (31 Mar 2021 to 4 Jan 2024)
• Richard Charles Clarke Lee Owen

  IRN RCO01021

  • [FCA CF] Manager of certification employee (since 26 Jun 2025)
  • [FCA CF] Significant management (since 26 Jun 2025)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF13 Chair of the Nominations Committee (6 Mar 2020 to 1 Apr 2022)
  • SMF27 Partner (9 Dec 2019 to 25 Jun 2025)
  • CF4 Partner (6 Dec 2010 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
• Richard Denis Rawlins

  IRN RDR01007

  • CF3 Chief Executive (AR) (13 May 2016 to 8 Mar 2019)
  • CF1 Director (AR) (26 Jan 2012 to 18 Apr 2016)
• Richard James O'Keeffe

  IRN RJO01073

  • [FCA CF] Significant management (31 Mar 2022 to 31 Aug 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (9 Aug 2012 to 8 Dec 2019)
• Robbie John Foster Graham

  IRN RJG01260

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 1 Nov 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (10 Apr 2013 to 8 Dec 2019)
• Robert Henry Staff

  IRN RHS01056

  • CF28 Systems and controls (1 Nov 2010 to 9 Dec 2010)
• Robert Rechtern

  IRN RXR00308

  • [FCA CF] Significant management (3 Jan 2023 to 31 Oct 2024)
• Robert William Waterson

  IRN RXW63136

  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF18 Other Overall Responsibility (17 Jul 2020 to 31 Mar 2022)
• Roger Solomon Curtis

  IRN RSC00006

  • CF4 Partner (18 Jan 2011 to 26 Nov 2012)
• Roland Walter Haiser

  IRN RWH01154

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (7 Aug 2012 to 8 Dec 2019)

• Net Pig Limited (no longer appointed)

  FRN 521090 · Appointed 9 Mar 2011 · Until 21 May 2012

• Checkmate New Home Warranty Ltd (no longer appointed)

  FRN 517104 · Appointed 4 Mar 2011 · Until 3 Jan 2018

• Medical Defence Shield Limited (no longer appointed)

  FRN 522448 · Appointed 4 Mar 2011 · Until 23 Apr 2018

• Dalesgable Limited (no longer appointed)

  FRN 532738 · Appointed 4 Mar 2011 · Until 9 Jan 2017

• Milton Keynes Mobility Limited (no longer appointed)

  FRN 479705 · Appointed 11 Feb 2011 · Until 12 Feb 2011

• Kuvan International Limited (no longer appointed)

  FRN 519879 · Appointed 11 Feb 2011 · Until 17 Jan 2012

• Robert Segal Representations Ltd (no longer appointed)

  FRN 487795 · Appointed 11 Feb 2011 · Until 26 Jan 2012

• IHBC Enterprises Limited (no longer appointed)

  FRN 506549 · Appointed 11 Feb 2011 · Until 9 May 2018

• Philip Graham Sports Management Limited (no longer appointed)

  FRN 489358 · Appointed 11 Feb 2011 · Until 23 Jan 2020

• Association of Labour Providers (no longer appointed)

  FRN 512088 · Appointed 11 Feb 2011 · Until 9 Jan 2013

No changes recorded yet.