Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Peter George Stewart Hornsby

  IRN PGH01100

  • SMF10 Chair of the Risk Committee (since 26 Feb 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (6 Dec 2010 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
• Peter John Mitchell

  IRN PJM01468

  • CF4 Partner (13 Dec 2010 to 31 May 2011)
• Peter Newman Hall

  IRN PNH01037

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (20 Jan 2011 to 8 Dec 2019)
• Phillip Hawkins

  IRN PXH00721

  • [FCA CF] Significant management (since 10 Apr 2024)
• Rachel Brooks

  IRN RXB23407

  • SMF18 Other Overall Responsibility (19 Feb 2020 to 1 Sep 2020)
• Rachel Cheng

  IRN RXC00700

  • [FCA CF] Significant management (since 2 Nov 2023)
• Rachel Gilliam

  IRN RXG01988

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (1 May 2018 to 8 Dec 2019)
• Rachel McDonnell

  IRN RXM02115

  • CF29 Significant management (6 Dec 2010 to 14 Dec 2012)
  • CF4 Partner (6 Dec 2010 to 14 Dec 2012)
• Rachel Norris

  IRN RXN00236

  • [FCA CF] Significant management (since 25 Apr 2024)
• Rahul Sharma

  IRN RXS00884

  • [FCA CF] Significant management (since 6 Jun 2023)

• Net Pig Limited (no longer appointed)

  FRN 521090 · Appointed 9 Mar 2011 · Until 21 May 2012

• Checkmate New Home Warranty Ltd (no longer appointed)

  FRN 517104 · Appointed 4 Mar 2011 · Until 3 Jan 2018

• Medical Defence Shield Limited (no longer appointed)

  FRN 522448 · Appointed 4 Mar 2011 · Until 23 Apr 2018

• Dalesgable Limited (no longer appointed)

  FRN 532738 · Appointed 4 Mar 2011 · Until 9 Jan 2017

• Milton Keynes Mobility Limited (no longer appointed)

  FRN 479705 · Appointed 11 Feb 2011 · Until 12 Feb 2011

• Kuvan International Limited (no longer appointed)

  FRN 519879 · Appointed 11 Feb 2011 · Until 17 Jan 2012

• Robert Segal Representations Ltd (no longer appointed)

  FRN 487795 · Appointed 11 Feb 2011 · Until 26 Jan 2012

• IHBC Enterprises Limited (no longer appointed)

  FRN 506549 · Appointed 11 Feb 2011 · Until 9 May 2018

• Philip Graham Sports Management Limited (no longer appointed)

  FRN 489358 · Appointed 11 Feb 2011 · Until 23 Jan 2020

• Association of Labour Providers (no longer appointed)

  FRN 512088 · Appointed 11 Feb 2011 · Until 9 Jan 2013

No changes recorded yet.