Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Darran Baird

  IRN DXB02011

  • CF28 Systems and controls (1 Nov 2010 to 30 Apr 2012)
• Darren Scoffield

  IRN DXS00514

  • [FCA CF] CASS oversight function (31 Mar 2022 to 30 Apr 2024)
  • [FCA CF] Manager of certification employee (31 Mar 2022 to 31 Mar 2023)
  • [FCA CF] Significant management (3 Sep 2021 to 30 Apr 2024)
• David Alexander Graham

  IRN DXG00361

  • [FCA CF] Significant management (since 31 Mar 2022)
• David Charles Hair

  IRN DCH01130

  • [FCA CF] Significant management (1 Apr 2022 to 31 Mar 2026)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
• David Hayhow

  IRN DXH01850

  • [FCA CF] Manager of certification employee (since 18 May 2022)
  • [FCA CF] Significant management (since 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (8 Dec 2010 to 8 Dec 2019)
• David Ian Lee

  IRN DIL01009

  • [FCA CF] Significant management (31 Mar 2021 to 4 Jan 2024)
• David John Gee

  IRN DJG01152

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 1 May 2020)
  • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 31 Dec 2024)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Dec 2024)
  • CF2 Non Executive Director (1 Nov 2010 to 8 Dec 2019)
• David John Knock

  IRN DXK00227

  • [FCA CF] Significant management (31 Mar 2022 to 15 Jun 2023)
  • [FCA CF] Manager of certification employee (31 Mar 2022 to 15 Jul 2022)
• David Michael Ripton

  IRN DMR01161

  • [FCA CF] Significant management (since 31 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2022 to 1 Apr 2022)
• David Roger Preston

  IRN DXP00376

  • [FCA CF] Significant management (31 Mar 2022 to 25 Mar 2025)

• Inspired by Sport Foundation (no longer appointed)

  FRN 566083 · Appointed 10 Oct 2011 · Until 9 Jan 2017

• Sports Alive Limited (no longer appointed)

  FRN 532728 · Appointed 7 Sep 2011 · Until 9 Nov 2012

• Society for Talent Acquisition & Retention Limited (no longer appointed)

  FRN 564028 · Appointed 6 Sep 2011 · Until 1 Aug 2017

• JS Publications (no longer appointed)

  FRN 561018 · Appointed 8 Aug 2011 · Until 11 Aug 2025

• The North East of England Process Industry Cluster Limited (no longer appointed)

  FRN 551673 · Appointed 23 May 2011 · Until 9 Mar 2018

• British Frozen Food Federation (no longer appointed)

  FRN 502329 · Appointed 10 May 2011 · Until 9 May 2018

• SURCO Limited (no longer appointed)

  FRN 549956 · Appointed 5 May 2011 · Until 3 Feb 2023

• Torran Property Investment LLP (no longer appointed)

  FRN 546114 · Appointed 12 Apr 2011 · Until 16 Jul 2017

• Centric Sports Management Limited (no longer appointed)

  FRN 544905 · Appointed 7 Apr 2011 · Until 16 Jan 2012

• Supercarhub.com (no longer appointed)

  FRN 544452 · Appointed 30 Mar 2011 · Until 20 Jan 2012

No changes recorded yet.