Lockton Companies LLP

Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
    Web
    https://global.lockton.com/gb/en

  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Charles Frost

    IRN MCF01062

    • CF2 Non Executive Director (1 Nov 2010 to 1 May 2016)
  • Michael Denis Kerridge

    IRN MXK00491

    • [FCA CF] Significant management (since 31 Mar 2022)
  • Michael James

    IRN MXJ00171

    • [FCA CF] Significant management (since 6 Jun 2023)
  • Michael John Tyler

    IRN MJT00063

    • CF4 Partner (19 Apr 2013 to 30 Apr 2018)
  • Michael Paul Hammond

    IRN MPH01107

    • Responsible for Insurance Mediation (6 Feb 2013 to 1 May 2016)
    • CF3 Chief Executive (6 Feb 2013 to 1 Apr 2013)
    • CF2 Non Executive Director (9 Aug 2012 to 1 Feb 2013)
    • CF4 Partner (10 Dec 2010 to 31 Jul 2012)
    • CF29 Significant management (1 Nov 2010 to 31 Jul 2012)
  • Michael Robert Lea

    IRN MRL01142

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (3 May 2018 to 8 Dec 2019)
  • Miles Barrington Charles Bourne

    IRN MBB01082

    • SMF24 Chief Operations (since 2 Feb 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 2 Feb 2023)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Sep 2016 to 8 Dec 2019)
  • Muamer Hadzipasic

    IRN MXH01111

    • [FCA CF] Significant management (14 Nov 2023 to 6 Jun 2025)
  • Natalie Jacqueline Caviet

    IRN NXC00227

    • CF1 Director (AR) (21 Dec 2021 to 15 Feb 2022)
  • Neil Keith Nimmo

    IRN NKN00002

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • SMF7 Group Entity Senior Manager (7 Aug 2020 to 30 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2024)
    • Responsible for Insurance Mediation (1 May 2016 to 30 Sep 2018)
    • CF3 Chief Executive (1 May 2016 to 8 Dec 2019)
    • CF4 Partner (19 Jan 2011 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.