Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Martin Reginald Horsler
IRN MRH01229
- CF1 Director (AR) (9 Oct 2012 to 3 Jan 2018)
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Martin Whalley
IRN MXW00788
- [FCA CF] Significant management (since 31 Oct 2023)
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Martyn Craig Worsley
IRN MXW00321
- SMF27 Partner (since 9 Feb 2022)
- [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
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Matthew Humphries
IRN MXH01017
- [FCA CF] Significant management (since 6 Jun 2023)
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Matthew Kerr Miller
IRN MXM00830
- [FCA CF] Manager of certification employee (31 Mar 2023 to 1 May 2025)
- [FCA CF] Significant management (31 Mar 2022 to 1 May 2025)
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Matthew Thomas John Davies
IRN MTD01042
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (4 Jan 2011 to 8 Dec 2019)
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Michael Alan Reynolds
IRN MXR00523
- [FCA CF] Manager of certification employee (since 2 Nov 2023)
- [FCA CF] Significant management (since 31 Mar 2022)
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Michael Andrew Farrell
IRN MAF01173
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (18 Jan 2011 to 8 Dec 2019)
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Michael Bogdan
IRN MXB00916
- [FCA CF] Significant management (since 17 May 2022)
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Michael Brian Ellis
IRN MXE00193
- [FCA CF] Significant management (since 10 Aug 2023)
- [FCA CF] Significant management (31 Mar 2022 to 31 Mar 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Inspired by Sport Foundation (no longer appointed)
FRN 566083 · Appointed 10 Oct 2011 · Until 9 Jan 2017
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Society for Talent Acquisition & Retention Limited (no longer appointed)
FRN 564028 · Appointed 6 Sep 2011 · Until 1 Aug 2017
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The North East of England Process Industry Cluster Limited (no longer appointed)
FRN 551673 · Appointed 23 May 2011 · Until 9 Mar 2018
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British Frozen Food Federation (no longer appointed)
FRN 502329 · Appointed 10 May 2011 · Until 9 May 2018
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Torran Property Investment LLP (no longer appointed)
FRN 546114 · Appointed 12 Apr 2011 · Until 16 Jul 2017
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Centric Sports Management Limited (no longer appointed)
FRN 544905 · Appointed 7 Apr 2011 · Until 16 Jan 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.