Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Stibbards

    IRN IXS00268

    • [FCA CF] Significant management (since 11 Dec 2023)
  • Irineo Combarro Lopez

    IRN ICL01024

    • [FCA CF] Manager of certification employee (31 Mar 2022 to 2 Jun 2025)
    • [FCA CF] Significant management (31 Mar 2022 to 2 Jun 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (30 Jun 2014 to 8 Dec 2019)
  • Jacob Roahl Bedi

    IRN JXB01043

    • [FCA CF] Manager of certification employee (since 9 May 2024)
    • [FCA CF] Significant management (since 31 Mar 2022)
  • James Anderson

    IRN JXA00579

    • [FCA CF] Significant management (2 Nov 2023 to 25 Mar 2025)
  • James Crawford

    IRN JXC01535

    • [FCA CF] Significant management (since 6 Jun 2024)
  • James Donald

    IRN JXD01024

    • [FCA CF] Significant management (since 1 May 2025)
  • James Dudley Pryke

    IRN JDP01159

    • [FCA CF] Manager of certification employee (since 31 Mar 2022)
    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (1 May 2018 to 8 Dec 2019)
  • James Edward Moss

    IRN JEM01274

    • SMF27 Partner (9 Dec 2019 to 14 Sep 2023)
    • CF4 Partner (1 Jun 2014 to 8 Dec 2019)
  • James Hicks

    IRN JXH02977

    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF29 Significant management (4 Jan 2017 to 1 Jul 2017)
  • James Nattrass

    IRN JXN00369

    • [FCA CF] Significant management (since 28 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.