Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Frederick Grayson Drummond-Brady

    IRN MFD01027

    • [FCA CF] Significant management (since 19 Jan 2024)
  • Mark Harman

    IRN MXH00760

    • [FCA CF] Significant management (31 Mar 2022 to 31 Mar 2023)
  • Mark Jardine Gray

    IRN MXG00261

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2023)
  • Mark John Matthew Waterkeyn

    IRN MJW01552

    • SMF27 Partner (9 Dec 2019 to 1 May 2020)
    • CF29 Significant management (10 Dec 2012 to 8 Dec 2019)
    • CF4 Partner (22 Dec 2010 to 8 Dec 2019)
  • Mark Joseph Rebein

    IRN MJR01427

    • CF2 Non Executive Director (3 May 2013 to 31 May 2015)
  • Mark Owen

    IRN MXO00236

    • [FCA CF] Significant management (since 1 Jul 2023)
  • Mark Peter Rose

    IRN MPR01087

    • SMF27 Partner (since 25 Oct 2024)
    • [FCA CF] Manager of certification employee (1 Apr 2022 to 24 Oct 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
  • Mark Philip Justin Evans

    IRN MPE01033

    • CF4 Partner (15 Dec 2010 to 28 Feb 2017)
  • Martin Edward Bailey

    IRN MEB01162

    • [FCA CF] Significant management (31 Mar 2021 to 31 Aug 2023)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (20 Jan 2011 to 8 Dec 2019)
  • Martin McGoldrick

    IRN MXM04579

    • [FCA CF] Significant management (since 28 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.