Date authorised
1 April 2013
Companies House
OC353198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4402079330000
  • Complaints Contact

    The St Botoloph Building
    138 Houndsditch
    London
    EC3A 7AG
    UNITED KINGDOM
    Phone
    +4401212324515

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lucy Scott

    IRN LXS00304

    • [FCA CF] Significant management (since 3 Sep 2021)
  • Luke Patrick Robert Withers

    IRN LPW00029

    • [FCA CF] Significant management (since 1 May 2025)
  • Lynn Christine Rose

    IRN LXR00189

    • [FCA CF] Significant management (31 Mar 2022 to 28 May 2025)
  • Manan Sagar

    IRN MXS02821

    • CF28 Systems and controls (28 Jan 2011 to 14 Dec 2011)
  • MarK Black

    IRN MXB00859

    • [FCA CF] Significant management (since 31 Mar 2022)
  • Marc Rowson

    IRN MXR00738

    • [FCA CF] Significant management (since 6 Jun 2023)
  • Margaret Lorraine Boyle

    IRN MLB01105

    • [FCA CF] Significant management (since 31 Mar 2021)
    • [FCA CF] Manager of certification employee (since 31 Mar 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
  • Mark Andrew Costin

    IRN MXC00576

    • [FCA CF] Significant management (since 8 May 2025)
  • Mark Banks

    IRN MXB01331

    • [FCA CF] Significant management (since 12 Mar 2024)
  • Mark David Jones

    IRN MDJ01078

    • SMF2 Chief Finance (since 27 May 2025)
    • [FCA CF] Manager of certification employee (3 Feb 2025 to 26 May 2025)
    • [FCA CF] Significant management (3 Feb 2025 to 26 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.