Lockton Companies LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Taylor
IRN WXT01152
- CF1 Director (AR) (14 Aug 2017 to 28 Aug 2018)
William Warren Humphrey III
IRN WWH01012
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 May 2020)
- CF2 Non Executive Director (1 May 2016 to 8 Dec 2019)
Zoe Deeks
IRN ZXD00021
- [FCA CF] Significant management (30 Mar 2023 to 26 Apr 2023)

Smaller firms operating under this firm's FCA authorisation.

Alan Day Consultancy Limited (no longer appointed)
FRN 653646 · Appointed 11 Nov 2014 · Until 23 Apr 2018
Brian William Darrell Richards (no longer appointed)
FRN 653563 · Appointed 10 Nov 2014 · Until 18 Feb 2022
Sportsure Limited (no longer appointed)
FRN 648894 · Appointed 3 Oct 2014 · Until 18 Jul 2016
Office Team Limited (no longer appointed)
FRN 631489 · Appointed 4 Sep 2014 · Until 3 Feb 2020
Quality Solicitors Organisation Limited (no longer appointed)
FRN 629872 · Appointed 7 Aug 2014 · Until 2 Oct 2017
JGCH Consulting Limited (no longer appointed)
FRN 629675 · Appointed 5 Aug 2014 · Until 23 Apr 2018
PMK Accountancy Services (no longer appointed)
FRN 629567 · Appointed 4 Aug 2014 · Until 24 Nov 2017
Countrywide Residential Lettings Limited (no longer appointed)
FRN 623796 · Appointed 20 May 2014 · Until 23 Dec 2021
Oasis Healthcare Limited (no longer appointed)
FRN 617110 · Appointed 12 Mar 2014 · Until 18 Jul 2024
Braemar Estates Limited (no longer appointed)
FRN 467545 · Appointed 9 Mar 2014 · Until 3 Feb 2020

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.