Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Peter George Stewart Hornsby

  IRN PGH01100

  • SMF10 Chair of the Risk Committee (since 26 Feb 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (6 Dec 2010 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
• Peter John Mitchell

  IRN PJM01468

  • CF4 Partner (13 Dec 2010 to 31 May 2011)
• Peter Newman Hall

  IRN PNH01037

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (20 Jan 2011 to 8 Dec 2019)
• Phillip Hawkins

  IRN PXH00721

  • [FCA CF] Significant management (since 10 Apr 2024)
• Rachel Brooks

  IRN RXB23407

  • SMF18 Other Overall Responsibility (19 Feb 2020 to 1 Sep 2020)
• Rachel Cheng

  IRN RXC00700

  • [FCA CF] Significant management (since 2 Nov 2023)
• Rachel Gilliam

  IRN RXG01988

  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (1 May 2018 to 8 Dec 2019)
• Rachel McDonnell

  IRN RXM02115

  • CF29 Significant management (6 Dec 2010 to 14 Dec 2012)
  • CF4 Partner (6 Dec 2010 to 14 Dec 2012)
• Rachel Norris

  IRN RXN00236

  • [FCA CF] Significant management (since 25 Apr 2024)
• Rahul Sharma

  IRN RXS00884

  • [FCA CF] Significant management (since 6 Jun 2023)

• Alan Day Consultancy Limited (no longer appointed)

  FRN 653646 · Appointed 11 Nov 2014 · Until 23 Apr 2018

• Brian William Darrell Richards (no longer appointed)

  FRN 653563 · Appointed 10 Nov 2014 · Until 18 Feb 2022

• Sportsure Limited (no longer appointed)

  FRN 648894 · Appointed 3 Oct 2014 · Until 18 Jul 2016

• Office Team Limited (no longer appointed)

  FRN 631489 · Appointed 4 Sep 2014 · Until 3 Feb 2020

• Quality Solicitors Organisation Limited (no longer appointed)

  FRN 629872 · Appointed 7 Aug 2014 · Until 2 Oct 2017

• JGCH Consulting Limited (no longer appointed)

  FRN 629675 · Appointed 5 Aug 2014 · Until 23 Apr 2018

• PMK Accountancy Services (no longer appointed)

  FRN 629567 · Appointed 4 Aug 2014 · Until 24 Nov 2017

• Countrywide Residential Lettings Limited (no longer appointed)

  FRN 623796 · Appointed 20 May 2014 · Until 23 Dec 2021

• Oasis Healthcare Limited (no longer appointed)

  FRN 617110 · Appointed 12 Mar 2014 · Until 18 Jul 2024

• Braemar Estates Limited (no longer appointed)

  FRN 467545 · Appointed 9 Mar 2014 · Until 3 Feb 2020

No changes recorded yet.