Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Neil Sully
IRN NXS01666
- CF1 Director (AR) (16 Feb 2011 to 3 Jan 2018)
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Neville John Charles Miles
IRN NJM01152
- [FCA CF] Significant management (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Jan 2011 to 8 Dec 2019)
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Nicholas Paul Havers
IRN NXH00109
- [FCA CF] Significant management (since 31 Oct 2023)
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Oliver Hutchings
IRN OXH00091
- [FCA CF] Manager of certification employee (since 24 May 2024)
- [FCA CF] Significant management (since 24 May 2024)
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Oliver James Wheatley
IRN OXW00044
- [FCA CF] Significant management (31 Mar 2022 to 11 Jul 2024)
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Pamela Susan Blamey
IRN PXB00284
- [FCA CF] Significant management (31 Mar 2021 to 12 Aug 2022)
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Paul Bainbridge
IRN PXB00278
- [FCA CF] Significant management (since 31 Mar 2021)
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Paul Charles Browne
IRN PCB01121
- CF4 Partner (16 Apr 2013 to 23 Apr 2017)
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Paul David Jenkins
IRN PXJ00173
- [FCA CF] Significant management (31 Mar 2022 to 31 Mar 2023)
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Paul David Randall
IRN PDR01088
- CF4 Partner (28 Jan 2011 to 3 Dec 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Alan Day Consultancy Limited (no longer appointed)
FRN 653646 · Appointed 11 Nov 2014 · Until 23 Apr 2018
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Brian William Darrell Richards (no longer appointed)
FRN 653563 · Appointed 10 Nov 2014 · Until 18 Feb 2022
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Quality Solicitors Organisation Limited (no longer appointed)
FRN 629872 · Appointed 7 Aug 2014 · Until 2 Oct 2017
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PMK Accountancy Services (no longer appointed)
FRN 629567 · Appointed 4 Aug 2014 · Until 24 Nov 2017
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Countrywide Residential Lettings Limited (no longer appointed)
FRN 623796 · Appointed 20 May 2014 · Until 23 Dec 2021
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Oasis Healthcare Limited (no longer appointed)
FRN 617110 · Appointed 12 Mar 2014 · Until 18 Jul 2024
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.