Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Simon Christopher Scholfield

  IRN SCS01131

  • [FCA CF] Significant management (1 Apr 2022 to 11 Mar 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2022 to 11 Mar 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (13 Dec 2010 to 8 Dec 2019)
• Simon Edward Fenn

  IRN SEF01059

  • [FCA CF] Significant management (31 Mar 2021 to 29 Feb 2024)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
• Simon Gilliat

  IRN SXG26118

  • [FCA CF] Significant management (since 30 Nov 2024)
  • [FCA CF] Manager of certification employee (since 30 Nov 2024)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • SMF27 Partner (22 Sep 2020 to 29 Nov 2024)
  • SMF18 Other Overall Responsibility (28 May 2020 to 22 Sep 2020)
• Simon Jefferey Peter Ambler

  IRN SXA00285

  • [FCA CF] Manager of certification employee (since 31 Mar 2023)
  • [FCA CF] Significant management (since 31 Mar 2021)
• Simon Mantell

  IRN SXM04470

  • [FCA CF] Significant management (since 16 Apr 2024)
• Simon Richard Coleman

  IRN SRC01096

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • SMF24 Chief Operations (18 Feb 2020 to 30 Apr 2024)
  • CF4 Partner (6 Dec 2010 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
• Sonia Charmaine Hogg

  IRN SXH00435

  • [FCA CF] Significant management (31 Mar 2021 to 9 Oct 2025)
• Stephen David Reid

  IRN SDR01086

  • CF4 Partner (18 Jan 2011 to 6 Mar 2012)
• Stephen Douglas Ambidge

  IRN SDA01062

  • [FCA CF] Significant management (since 31 Mar 2021)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
• Stephen Geoffrey Hurford

  IRN SGH01120

  • CF1 Director (AR) (since 30 Jan 2018)

• Bentley Drivers Club Limited (no longer appointed)

  FRN 708267 · Appointed 26 Jun 2015 · Until 16 May 2023

• O'Hare Treasury Consultancy Limited (no longer appointed)

  FRN 702482 · Appointed 27 May 2015 · Until 23 Jan 2020

• RSM McClure Watters Limited (no longer appointed)

  FRN 697463 · Appointed 19 May 2015 · Until 23 Jan 2020

• DNA Management Limited (no longer appointed)

  FRN 696190 · Appointed 18 May 2015 · Until 23 Jan 2020

• Calvert Solicitors LLP (no longer appointed)

  FRN 694924 · Appointed 12 May 2015 · Until 15 Oct 2019

• HR Logistical Consultants Limited (no longer appointed)

  FRN 677884 · Appointed 19 Mar 2015 · Until 23 Jan 2020

• The RRAVN Co. Limited (no longer appointed)

  FRN 675448 · Appointed 5 Mar 2015 · Until 23 Jan 2020

• Beswick Sports Limited (no longer appointed)

  FRN 671156 · Appointed 11 Feb 2015 · Until 30 May 2018

• PDM Player Solutions Limited (no longer appointed)

  FRN 664897 · Appointed 14 Jan 2015 · Until 28 Nov 2019

• Richard John Jackson (no longer appointed)

  FRN 663984 · Appointed 7 Jan 2015 · Until 6 Jun 2019

No changes recorded yet.