Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Alison Fiona Roberts

  IRN AXR00561

  • [FCA CF] Significant management (31 Mar 2022 to 30 Jun 2022)
• Alistair James Christopher Rivers

  IRN AJR01262

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • CF4 Partner (3 May 2018 to 8 Dec 2019)
• Allison Paige Hollern

  IRN APH01177

  • SMF27 Partner (9 Dec 2019 to 6 Nov 2020)
  • CF4 Partner (1 Jun 2014 to 8 Dec 2019)
• Andrea Fernandez Paredes

  IRN AXP00352

  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Dec 2021)
• Andrea Guffanti

  IRN AXG00887

  • [FCA CF] Manager of certification employee (since 21 Feb 2025)
  • [FCA CF] Significant management (since 11 Mar 2024)
• Andrew Clark Nicholson

  IRN ACN01038

  • [FCA CF] Significant management (since 31 Mar 2022)
  • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
  • CF4 Partner (18 Jan 2011 to 8 Dec 2019)
• Andrew Duncan James Butt

  IRN ADB01216

  • CF29 Significant management (6 Apr 2011 to 1 Jul 2014)
  • CF4 Partner (18 Jan 2011 to 1 Jul 2014)
• Andrew John Cornish

  IRN AJC01533

  • CF4 Partner (4 Jan 2011 to 8 Dec 2019)
• Andrew Monkhouse

  IRN AXM03178

  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
  • SMF2 Chief Finance (9 Dec 2019 to 26 May 2025)
  • CF4 Partner (21 Apr 2017 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2016 to 8 Dec 2019)
• Andrew Robert Brown

  IRN ARB01226

  • [FCA CF] Manager of certification employee (since 27 Mar 2023)
  • [FCA CF] Significant management (since 27 Mar 2023)

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No changes recorded yet.