Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
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Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lucy Scott
IRN LXS00304
- [FCA CF] Significant management (since 3 Sep 2021)
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Luke Patrick Robert Withers
IRN LPW00029
- [FCA CF] Significant management (since 1 May 2025)
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Lynn Christine Rose
IRN LXR00189
- [FCA CF] Significant management (31 Mar 2022 to 28 May 2025)
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Manan Sagar
IRN MXS02821
- CF28 Systems and controls (28 Jan 2011 to 14 Dec 2011)
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MarK Black
IRN MXB00859
- [FCA CF] Significant management (since 31 Mar 2022)
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Marc Rowson
IRN MXR00738
- [FCA CF] Significant management (since 6 Jun 2023)
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Margaret Lorraine Boyle
IRN MLB01105
- [FCA CF] Significant management (since 31 Mar 2021)
- [FCA CF] Manager of certification employee (since 31 Mar 2021)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (4 Jan 2011 to 8 Dec 2019)
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Mark Andrew Costin
IRN MXC00576
- [FCA CF] Significant management (since 8 May 2025)
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Mark Banks
IRN MXB01331
- [FCA CF] Significant management (since 12 Mar 2024)
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Mark David Jones
IRN MDJ01078
- SMF2 Chief Finance (since 27 May 2025)
- [FCA CF] Manager of certification employee (3 Feb 2025 to 26 May 2025)
- [FCA CF] Significant management (3 Feb 2025 to 26 May 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Bentley Drivers Club Limited (no longer appointed)
FRN 708267 · Appointed 26 Jun 2015 · Until 16 May 2023
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O'Hare Treasury Consultancy Limited (no longer appointed)
FRN 702482 · Appointed 27 May 2015 · Until 23 Jan 2020
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RSM McClure Watters Limited (no longer appointed)
FRN 697463 · Appointed 19 May 2015 · Until 23 Jan 2020
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HR Logistical Consultants Limited (no longer appointed)
FRN 677884 · Appointed 19 Mar 2015 · Until 23 Jan 2020
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PDM Player Solutions Limited (no longer appointed)
FRN 664897 · Appointed 14 Jan 2015 · Until 28 Nov 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.