Lockton Companies LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
The St Botolph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4402079330000
-
Complaints Contact
The St Botoloph Building138 HoundsditchLondonEC3A 7AGUNITED KINGDOM- Phone
- +4401212324515
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Credit Brokering
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Larry Karl Spurgeon
IRN LKS01020
- [FCA CF] Significant management (31 Mar 2021 to 30 Apr 2023)
- SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
- CF4 Partner (10 Dec 2010 to 8 Dec 2019)
-
Laura Kristy Paddison
IRN LXP00251
- [FCA CF] Significant management (31 Mar 2022 to 14 Mar 2023)
-
Laura Skaanild
IRN LXS00299
- [FCA CF] Significant management (23 Jun 2023 to 28 May 2025)
-
Lauren Wake
IRN LXW00350
- [FCA CF] Significant management (since 5 May 2023)
-
Leanne Foot
IRN LXF00234
- [FCA CF] Significant management (22 Apr 2024 to 14 Nov 2025)
-
Lee Catling
IRN LXC00483
- [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)
-
Leo Flindall
IRN LXF00281
- SMF18 Other Overall Responsibility (since 6 Jun 2025)
- [FCA CF] Manager of certification employee (27 Mar 2025 to 5 Jun 2025)
- [FCA CF] Significant management (27 Mar 2025 to 5 Jun 2025)
-
Lisa Jane Fantom
IRN LXF00207
- CF1 Director (AR) (9 Oct 2023 to 19 Jun 2025)
-
Lisa Parker
IRN LXP00373
- [FCA CF] Significant management (since 16 Apr 2024)
- [FCA CF] Manager of certification employee (since 16 Apr 2024)
-
Lucie-Jayne Louch
IRN LXL00222
- [FCA CF] Significant management (30 Mar 2023 to 25 Mar 2025)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Bentley Drivers Club Limited (no longer appointed)
FRN 708267 · Appointed 26 Jun 2015 · Until 16 May 2023
-
O'Hare Treasury Consultancy Limited (no longer appointed)
FRN 702482 · Appointed 27 May 2015 · Until 23 Jan 2020
-
RSM McClure Watters Limited (no longer appointed)
FRN 697463 · Appointed 19 May 2015 · Until 23 Jan 2020
-
HR Logistical Consultants Limited (no longer appointed)
FRN 677884 · Appointed 19 Mar 2015 · Until 23 Jan 2020
-
PDM Player Solutions Limited (no longer appointed)
FRN 664897 · Appointed 14 Jan 2015 · Until 28 Nov 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.