Lockton Companies LLP

• Principal Place of Business

  The St Botolph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4402079330000

  Web

  https://global.lockton.com/gb/en

• Complaints Contact

  The St Botoloph Building

  138 Houndsditch

  London

  EC3A 7AG

  UNITED KINGDOM

  Phone

  +4401212324515

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• James Page

  IRN JXP00878

  • [FCA CF] Significant management (31 Oct 2023 to 25 Mar 2025)
• James Richard Cooper

  IRN JRC01261

  • CF29 Significant management (17 Jul 2012 to 1 Nov 2017)
  • CF4 Partner (11 Apr 2012 to 1 Nov 2017)
• Jane Baron

  IRN JXB00852

  • [FCA CF] Manager of certification employee (since 31 Mar 2022)
  • [FCA CF] Significant management (since 3 Sep 2021)
• Janine Claire Armstrong

  IRN JXA00381

  • [FCA CF] Manager of certification employee (since 31 Mar 2022)
  • [FCA CF] Significant management (since 31 Mar 2022)
• Jennie Thomas

  IRN JXT00149

  • [FCA CF] CASS oversight function (3 Jul 2023 to 4 Jul 2023)
• Jennifer Ireland

  IRN JXI00044

  • [FCA CF] Significant management (since 31 Mar 2022)
• Jeremy Thomas Ridge

  IRN JXR14053

  • SMF27 Partner (9 Dec 2019 to 27 Aug 2020)
  • CF4 Partner (10 Jul 2019 to 8 Dec 2019)
• Jessica Cullen

  IRN JXC01443

  • [FCA CF] Manager of certification employee (9 May 2024 to 14 Sep 2025)
  • [FCA CF] Significant management (9 May 2024 to 14 Sep 2025)
• John Higgs

  IRN JXH00498

  • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
• John Marcus Howe

  IRN JMH01356

  • CF4 Partner (18 May 2012 to 10 Apr 2017)

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No changes recorded yet.