LOCHAIN PATRICK INSURANCE BROKERS LTD

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stephanie Doggart
IRN SXD00783
- [FCA CF] Significant management (since 1 Mar 2024)
- [PRA CF] Key function holder (1 Mar 2024 to 1 Aug 2025)
Stephen Mead
IRN SXM00444
- SMF3 Executive Director (since 9 Nov 2022)
- [PRA CF] Key function holder (9 Dec 2019 to 9 Nov 2022)
Stephen Michael Bright
IRN SMB01083
- CF1 Director (14 Jul 2005 to 3 Feb 2006)
Terence Humphreys
IRN TXH00120
- [FCA CF] Significant management (since 9 Dec 2019)
- [PRA CF] Key function holder (9 Dec 2019 to 8 Aug 2025)
Wayne Lee Snedden
IRN WXS00137
- [PRA CF] Key function holder (1 Dec 2022 to 9 May 2025)

Smaller firms operating under this firm's FCA authorisation.

Loadsure UK Ltd (no longer appointed)
FRN 845795 · Appointed 12 Jul 2019 · Until 31 Aug 2021
Lochain Patrick Two Limited (no longer appointed)
FRN 692729 · Appointed 8 May 2015 · Until 16 Dec 2022
Craig Stansfield Limited (no longer appointed)
FRN 578445 · Appointed 24 Jun 2014 · Until 5 Jun 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.