Lloyds Bank Corporate Markets Plc
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Lloyds Banking Group, 33 Old Broad StreetLondonCity Of LondonEC2N 1HZUNITED KINGDOM- Phone
- +442071581087
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Complaints Contact
Lloyds Banking Group, 33 Old Broad StreetLondonCity Of LondonEC2N 1HZUNITED KINGDOM- Phone
- +442071581087
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trade Settlement Routing
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · Binary bet investment type for Eligible Counterparty and Professional customers only.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to Emissions Allowances.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Manvir Singh Hayer
IRN MXH68978
- [FCA CF] Client dealing (since 1 Oct 2020)
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Marc Chan
IRN MXC65592
- [FCA CF] Algorithmic trading (12 Jan 2021 to 30 Jun 2021)
- [FCA CF] Client dealing (23 Jan 2020 to 30 Jun 2021)
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Marcus Anthony Prior
IRN MXP65547
- [FCA CF] Client dealing (since 13 May 2019)
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Marek Robert Michalski
IRN MXM03597
- SMF5 Head of Internal Audit (since 3 Sep 2024)
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Maria Christina Wilkman
IRN MXW65580
- [FCA CF] Client dealing (15 May 2019 to 20 Apr 2021)
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Maria del Carmen Gutierrez Lopez
IRN MXG79264
- [FCA CF] Client dealing (since 1 Apr 2025)
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Marie Charlotte Beatrice Lai Lim
IRN MCF01075
- [FCA CF] Client dealing (1 Oct 2020 to 5 Sep 2022)
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Marie-Caroline Lemee
IRN MML01049
- [FCA CF] Manager of certification employee (1 Aug 2017 to 8 Jul 2019)
- [FCA CF] Client dealing (1 Aug 2017 to 17 Sep 2019)
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Marion Davis Lemay
IRN MXL00754
- [FCA CF] Client dealing (since 28 May 2025)
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Mark Alan Silvester
IRN MXS01149
- [PRA CF] Significant risk taker or Material risk taker (since 28 Jan 2025)
- [FCA CF] Material risk taker (since 28 Jan 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.