Lloyd & Whyte Community Broking Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard John Norman
IRN RXN92187
- CF1 Director (AR) (17 Jan 2023 to 23 Oct 2023)
Richard Paul Hierons Smith
IRN RPS01105
- [FCA CF] Significant management (since 7 Apr 2021)
- SMF3 Executive Director (9 Dec 2019 to 5 Mar 2021)
- SMF1 Chief Executive (9 Dec 2019 to 5 Mar 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Mar 2021)
- Responsible for Insurance Mediation (3 Apr 2013 to 30 Sep 2018)
- CF3 Chief Executive (3 Apr 2013 to 8 Dec 2019)
- CF1 Director (12 Nov 2007 to 8 Dec 2019)
Robert Mark Dingle
IRN RMD01127
- CF1 Director (AR) (12 Sep 2016 to 3 Apr 2018)
Stephen Astley
IRN SXA02416
- SMF3 Executive Director (since 22 May 2021)
Stephen Vale
IRN SXV00150
- [FCA CF] Significant management (since 2 Nov 2023)
Wendy Sheila Baker
IRN WSB01013
- CF1 Director (14 Jan 2005 to 31 Mar 2009)
William James Cooke
IRN WJC01065
- CF1 Director (14 Jan 2005 to 30 Sep 2006)

Smaller firms operating under this firm's FCA authorisation.

TM Property Searches Limited (no longer appointed)
FRN 477275 · Appointed 29 Dec 2022 · Until 10 Jan 2025 · Tied agent
Legalinx Ltd (no longer appointed)
FRN 521889 · Appointed 23 Dec 2022 · Until 7 Oct 2024
Property Search Plus Limited (no longer appointed)
FRN 568466 · Appointed 23 Dec 2022 · Until 7 Jul 2025
Tailleur-Made LTD (no longer appointed)
FRN 732264 · Appointed 23 Dec 2022 · Until 18 Sep 2024
Nexus Commercial Ltd (no longer appointed)
FRN 747258 · Appointed 17 May 2016 · Until 3 Apr 2018
Christopher Rowe Limited (no longer appointed)
FRN 572398 · Appointed 10 Jan 2012 · Until 14 May 2013
Direct Protect Solutions Ltd (no longer appointed)
FRN 570825 · Appointed 29 Dec 2011 · Until 31 Mar 2016
Profile Financial Planning Limited (no longer appointed)
FRN 405834 · Appointed 14 Jan 2005 · Until 22 Jun 2010
Philip Venn Financial Services (no longer appointed)
FRN 405835 · Appointed 14 Jan 2005 · Until 7 Feb 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.