Lloyd & Whyte Community Broking Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gemma Mather
IRN GXM00671
- [FCA CF] Significant management (since 1 Aug 2024)
Graeme Fox
IRN GXF00193
- [FCA CF] Significant management (since 1 Nov 2023)
Graham Peter Harvey
IRN GPH01049
- CF3 Chief Executive (6 Apr 2009 to 1 Apr 2013)
- Responsible for Insurance Mediation (6 Apr 2009 to 1 Apr 2013)
- CF1 Director (14 Jan 2005 to 30 Sep 2014)
Helen Llewellyn
IRN HXL01189
- CF1 Director (AR) (16 Jan 2012 to 17 Mar 2016)
Iestyn Page
IRN IXP00108
- [FCA CF] Significant management (2 Nov 2023 to 25 Jun 2024)
Joanna Sarah May Pavey
IRN JXP00659
- [FCA CF] Significant management (since 1 Aug 2022)
Jonathan Andrew Harvey
IRN JAH01437
- CF1 Director (4 Apr 2013 to 30 Sep 2014)
Jonathan Hilton
IRN JXH01039
- CF1 Director (AR) (since 9 Jan 2023)
Julie Comer
IRN JAP01263
- [FCA CF] Significant management (1 Dec 2021 to 13 Mar 2024)
Karen Patricia Harvey
IRN KPH01032
- CF2 Non Executive Director (6 Apr 2009 to 30 Sep 2014)

Smaller firms operating under this firm's FCA authorisation.

TM Property Searches Limited (no longer appointed)
FRN 477275 · Appointed 29 Dec 2022 · Until 10 Jan 2025 · Tied agent
Legalinx Ltd (no longer appointed)
FRN 521889 · Appointed 23 Dec 2022 · Until 7 Oct 2024
Property Search Plus Limited (no longer appointed)
FRN 568466 · Appointed 23 Dec 2022 · Until 7 Jul 2025
Tailleur-Made LTD (no longer appointed)
FRN 732264 · Appointed 23 Dec 2022 · Until 18 Sep 2024
Nexus Commercial Ltd (no longer appointed)
FRN 747258 · Appointed 17 May 2016 · Until 3 Apr 2018
Christopher Rowe Limited (no longer appointed)
FRN 572398 · Appointed 10 Jan 2012 · Until 14 May 2013
Direct Protect Solutions Ltd (no longer appointed)
FRN 570825 · Appointed 29 Dec 2011 · Until 31 Mar 2016
Profile Financial Planning Limited (no longer appointed)
FRN 405834 · Appointed 14 Jan 2005 · Until 22 Jun 2010
Philip Venn Financial Services (no longer appointed)
FRN 405835 · Appointed 14 Jan 2005 · Until 7 Feb 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.