Lloyd Vine Limited

• Principal Place of Business

  65 Fleet End Road

  Warsash

  Southampton

  Hampshire

  SO31 9JH

  UNITED KINGDOM

  Phone

  +442380601601

  Web

  https://www.lloydvine.co.uk

• Complaints Contact

  65 Fleet End Road

  Warsash

  Southampton

  Hampshire

  SO31 9JH

  UNITED KINGDOM

  Phone

  +442380601601

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adrien Paul Lloyd Vine

  IRN APV00005

  • [FCA CF] Client dealing (31 Mar 2021 to 31 Jul 2025)
  • [FCA CF] CASS oversight function (31 Mar 2021 to 31 Jul 2024)
  • [FCA CF] Benchmark submission and administration (31 Mar 2021 to 31 Jul 2024)
  • [FCA CF] Functions requiring qualifications (31 Mar 2021 to 31 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2025)
  • Responsibility for MCD Intermediation (1 Aug 2019 to 14 Apr 2025)
  • CF30 Customer (1 Aug 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Aug 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
  • CF1 Director (1 Aug 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Aug 2019 to 14 Apr 2025)
• George Jubb

  IRN GXJ00099

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 21 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Feb 2023)
  • Responsibility for MCD Intermediation (since 21 Feb 2023)
  • SMF16 Compliance Oversight (since 21 Feb 2023)
  • Responsible for Insurance Distribution (since 21 Feb 2023)
  • [FCA CF] CASS oversight function (since 14 Jan 2022)
  • [FCA CF] Benchmark submission and administration (since 14 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2021)
  • [FCA CF] Client dealing (since 1 Sep 2021)

No changes recorded yet.