Date authorised
1 April 2013
Companies House
05988054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Beeston

    IRN RXB01065

    • [FCA CF] Significant management (since 4 Jun 2025)
  • Rebecca Shepherd

    IRN RXS00563

    • SMF3 Executive Director (27 Jan 2023 to 1 Aug 2025)
  • Robert Apiliga

    IRN RXA00584

    • [FCA CF] Significant management (since 1 Aug 2025)
  • Robert Ieuan Evans

    IRN RIE01005

    • SMF3 Executive Director (1 Feb 2023 to 14 Jun 2024)
    • Responsible for Insurance Distribution (1 Feb 2023 to 14 Jun 2024)
    • SMF1 Chief Executive (1 Feb 2023 to 14 Jun 2024)
  • Sara Smith

    IRN SXS04885

    • SMF16 Compliance Oversight (since 31 Oct 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Oct 2024)
  • Scott William Hough

    IRN SWH01043

    • [FCA CF] Significant management (9 Feb 2022 to 31 Jan 2024)
  • Stephen Peck

    IRN SXP02045

    • CF1 Director (AR) (6 Jun 2012 to 16 Sep 2013)
  • Stephen Teeling

    IRN SXT00392

    • [FCA CF] Significant management (23 Apr 2024 to 31 Dec 2024)
  • Tanya Elsie Gerrard-White

    IRN TXG00182

    • [FCA CF] Significant management (since 11 Dec 2025)
  • Tara Walker

    IRN TXW00253

    • [FCA CF] Significant management (1 Dec 2022 to 31 Dec 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.