Date authorised
1 April 2013
Companies House
05988054
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southport Business Park
    Wight Moss Way
    Southport
    PR8 4HQ
    UNITED KINGDOM
    Phone
    +4403303438473
  • Complaints Contact

    Complaints Department
    Nile Street
    Burslem
    Stoke on Trent
    ST6 2BA
    UNITED KINGDOM
    Phone
    +4403303438473

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Doyle

    IRN TXD00274

    • [FCA CF] Significant management (26 Jan 2024 to 31 Dec 2024)
  • Timothy Hutton

    IRN TJH01149

    • SMF1 Chief Executive (14 Dec 2020 to 16 Jan 2023)
    • Responsible for Insurance Distribution (17 Sep 2020 to 16 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jan 2023)
    • CF1 Director (AR) (6 Jun 2012 to 16 Sep 2013)
    • CF1 Director (3 Apr 2009 to 8 Dec 2019)
  • Tina Janson-Caddel

    IRN TXJ01218

    • CF1 Director (AR) (17 Sep 2015 to 20 Feb 2017)
  • Trevor James Lloyd

    IRN TJL01070

    • SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Sep 2020)
    • CF8 Apportionment and Oversight (3 Apr 2009 to 8 Dec 2019)
    • CF3 Chief Executive (3 Apr 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Apr 2009 to 30 Sep 2018)
  • Tushar Surendra Patel

    IRN TXP00053

    • SMF3 Executive Director (since 1 Aug 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.