Date authorised
15 December 2020
Companies House
12067884
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Hoghton Street
    Southport
    Sefton
    PR9 0PA
    UNITED KINGDOM
    Phone
    +4401704321577
  • Complaints Contact

    26 Hoghton Street
    Southport
    Sefton
    PR9 0PA
    UNITED KINGDOM
    Phone
    +4401704321577

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Walton

    IRN AXW15444

    • Responsible for Insurance Distribution (since 22 Aug 2023)
    • SMF3 Executive Director (since 15 Dec 2020)
  • Christopher Gareth Jenkinson

    IRN CXJ15445

    • SMF3 Executive Director (since 15 Dec 2020)
  • David Lloyd

    IRN DXL01209

    • SMF3 Executive Director (since 15 Dec 2020)
    • SMF16 Compliance Oversight (5 Oct 2020 to 5 Oct 2020)
    • Responsible for Insurance Distribution (5 Oct 2020 to 5 Oct 2020)
  • Paul, Martin Gilchrist

    IRN PXG31253

    • [FCA CF] Functions requiring qualifications (1 Apr 2021 to 15 May 2023)
    • Responsibility for MCD Intermediation (4 Feb 2021 to 6 Jul 2023)
    • Responsible for Insurance Distribution (15 Dec 2020 to 23 Aug 2023)
    • SMF3 Executive Director (15 Dec 2020 to 23 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.