Lloyd & Co. Employee Benefits Ltd

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Credit Brokering
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew James Walton
IRN AXW15444
- SMF3 Executive Director (since 13 Sep 2021)
Christopher Gareth Jenkinson
IRN CXJ15445
- SMF3 Executive Director (since 13 Sep 2021)
David Lloyd
IRN DXL01209
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 8 Aug 2019)
- CF1 Director (8 Aug 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Aug 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Lloyd & Co. Trust & Estates Ltd (no longer appointed)
FRN 998204 · Appointed 24 Jun 2023 · Until 8 May 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.