Livingstones of London Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Consumer Loans
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Ajay Shah
IRN AXS02065
- SMF3 Executive Director (9 Dec 2019 to 19 Aug 2020)
- SMF1 Chief Executive (9 Dec 2019 to 19 Aug 2020)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Varsha Shah
IRN VXS01111
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (9 Mar 2016 to 8 Dec 2019)
- CF1 Director (AR) (10 Jul 2012 to 20 Nov 2020)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Vishal Shah
IRN VXS01161
- SMF3 Executive Director (since 4 May 2021)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF17 Significant Mgt (Other Business Operations) (15 Aug 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Livingstones Underwriting Limited (no longer appointed)
FRN 580699 · Appointed 3 May 2012 · Until 24 Nov 2020
Interstones Underwriting Limited (no longer appointed)
FRN 565123 · Appointed 22 Sep 2011 · Until 1 May 2012
Livingstones Palace Limited (no longer appointed)
FRN 524432 · Appointed 21 May 2010 · Until 20 Nov 2020
Safe Insure (UK) Limited (no longer appointed)
FRN 494300 · Appointed 8 Jan 2009 · Until 12 May 2010

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.