Liverpool Victoria Financial Services Limited

Watch for changes

FRN: 110035
Date authorised: 1 April 2013
Companies House: 12383237
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+448006816294

Web

https://www.lv.com
Complaints Contact

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health
Runs Stakeholder Pensions
Runs Personal Pensions
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Paul Stephen Mason
IRN PSM01086
- CF30 Customer (16 Jun 2008 to 30 Sep 2008)
Paul William Patrick Wood
IRN PWW00003
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Oct 2003)
Paula Jane Munday
IRN PXM55796
- [FCA CF] Manager of certification employee (10 Dec 2018 to 22 Oct 2020)
- [FCA CF] Functions requiring qualifications (10 Dec 2018 to 22 Mar 2021)
Peter Bernard Munday
IRN PBM01023
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2002)
Peter Channon Ablett
IRN PCA01022
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 22 Aug 2002)
Peter Charles Matthews
IRN PCM00013
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
Peter David Williams
IRN PDW00007
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Peter Hallworth
IRN PXH00037
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Jun 2002 to 17 Jan 2003)
Peter Jack Nowell
IRN PJN01021
- SMF15 Chair of With Profits Committee (10 Dec 2018 to 17 Jul 2022)
- CF2b Chair of the With-Profits Committee (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (18 Feb 2014 to 6 Mar 2016)
- CF29 Significant management (25 Sep 2008 to 6 Sep 2011)
Peter Lamb
IRN PXL01302
- CF17 Significant Mgt (Other Business Operations) (11 Jul 2003 to 3 Apr 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Quidco Limited (no longer appointed)
FRN 808298 · Appointed 17 Sep 2018 · Until 9 Feb 2023
National Education Union (no longer appointed)
FRN 787653 · Appointed 7 Nov 2017 · Until 31 May 2018
National Education Union (no longer appointed)
FRN 201862 · Appointed 20 Jan 2016 · Until 3 Nov 2017
Phoenix Customer Care Limited (no longer appointed)
FRN 415488 · Appointed 1 Oct 2014 · Until 16 Apr 2018
Pearl Customer Care Limited (no longer appointed)
FRN 511945 · Appointed 24 Sep 2014 · Until 16 Apr 2018
Nectar 360 Limited (no longer appointed)
FRN 460052 · Appointed 24 Sep 2014 · Until 1 Jul 2020
Moneysavingexpert.com Limited (no longer appointed)
FRN 587302 · Appointed 29 Jul 2014 · Until 14 Oct 2016
Fairer Finance Ltd (no longer appointed)
FRN 627479 · Appointed 4 Jul 2014 · Until 22 Jul 2016
iMutual Plc (no longer appointed)
FRN 623962 · Appointed 22 May 2014 · Until 30 Aug 2017
Steer Digital Limited (no longer appointed)
FRN 597191 · Appointed 19 Dec 2013 · Until 1 Jan 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.