Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeffrey Thomas Spinks

  IRN JTS01044

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 28 Feb 2003)
• Jenna Pamela Birchall

  IRN JXB55770

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 11 Mar 2020)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 11 Mar 2020)
• Jennifer Clair Walker-Leach

  IRN JCW00069

  • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
  • CF21 Investment Adviser (30 Mar 2006 to 31 Oct 2007)
• Jenny Briars

  IRN JXB00962

  • [FCA CF] Manager of certification employee (since 1 Sep 2023)
  • [FCA CF] Significant management (since 5 Sep 2022)
  • [FCA CF] Functions requiring qualifications (13 Jan 2022 to 26 Feb 2023)
  • [FCA CF] Manager of certification employee (13 Jan 2022 to 26 Feb 2023)
• Joan Valerie Halliwell

  IRN JVH01021

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Jul 2003)
• Joanne Claire Wells

  IRN JXW55771

  • [FCA CF] Significant management (28 Apr 2021 to 1 Jan 2022)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 28 Feb 2021)
• Joanne Collins

  IRN JXC55848

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 21 Oct 2022)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Oct 2019)
• Joanne Elizabeth Lavinia Jewell

  IRN JXJ55852

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 30 Aug 2019)
• Joanne Louise Noone

  IRN JXN71107

  • [FCA CF] Manager of certification employee (1 Sep 2022 to 31 Dec 2023)
  • [FCA CF] Significant management (1 Sep 2022 to 31 Dec 2023)
• Joanne Sara Langdon

  IRN JSW00039

  • CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)

• Liverpool Victoria Insurance Company Limited (no longer appointed)

  FRN 202965 · Appointed 11 May 1999 · Until 1 Dec 2001

• Frizzell Bank Limited (no longer appointed)

  FRN 201381 · Appointed 11 May 1999 · Until 1 Dec 2001

No changes recorded yet.