Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aaron Lee Harrington Dean

  IRN AXD55730

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Jul 2022)
• Abigail Lee

  IRN AXL00677

  • [FCA CF] Functions requiring qualifications (17 May 2024 to 27 Mar 2025)
• Adam Aristos Ruddle

  IRN AXR00655

  • [PRA CF] Significant risk taker or Material risk taker (since 10 Oct 2022)
  • [FCA CF] Material risk taker (since 10 Oct 2022)
  • [FCA CF] Significant management (since 10 Oct 2022)
  • [PRA CF] Key function holder (since 10 Oct 2022)
• Adam James Butler

  IRN AJB00230

  • CF21 Investment Adviser (2 Apr 2003 to 11 Mar 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
• Adrian Charles Hammond

  IRN ACH00017

  • CF21 Investment Adviser (28 Jan 2002 to 5 Jul 2004)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
• Adrian Sean Merry

  IRN ASM00004

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 May 2005 to 30 Nov 2005)
• Adrian Watson

  IRN AXW01406

  • CF21 Investment Adviser (10 Jul 2003 to 7 Sep 2006)
  • CF22 Investment Adviser (Trainee) (13 Aug 2002 to 10 Jul 2003)
• Aidan Patrick Compton

  IRN AXC00302

  • [PRA CF] Significant risk taker or Material risk taker (2 Feb 2021 to 15 Feb 2022)
  • [FCA CF] Material risk taker (2 Feb 2021 to 15 Feb 2022)
  • [FCA CF] Significant management (2 Feb 2021 to 15 Feb 2022)
• Aiden Street-Robb

  IRN AXS01133

  • [FCA CF] Functions requiring qualifications (17 May 2022 to 1 Jul 2024)
• Alan John Eaton

  IRN AJE00024

  • CF22 Investment Adviser (Trainee) (2 Aug 2005 to 12 Aug 2005)

• UNISON (no longer appointed)

  FRN 401803 · Appointed 9 May 2005 · Until 1 Jun 2012

• Readers Digest Financial Services Limited (no longer appointed)

  FRN 201136 · Appointed 17 Mar 2005 · Until 15 Nov 2011

• Association for School and College Leaders (no longer appointed)

  FRN 409347 · Appointed 17 Mar 2005 · Until 1 Aug 2009

• The Royal Air Forces Association (no longer appointed)

  FRN 429276 · Appointed 9 Mar 2005 · Until 22 Jul 2016

• Royal College of Midwives (RCM) (no longer appointed)

  FRN 429275 · Appointed 9 Mar 2005 · Until 29 Dec 2017

• RCN Membership Services Ltd (no longer appointed)

  FRN 429278 · Appointed 9 Mar 2005 · Until 1 Apr 2012

• Haymarket Magazines Limited (no longer appointed)

  FRN 232553 · Appointed 31 Mar 2004 · Until 4 Nov 2011

• Center Parcs Limited (no longer appointed)

  FRN 230454 · Appointed 16 Dec 2003 · Until 1 Aug 2005

• The Civil Service Motoring Association Ltd (no longer appointed)

  FRN 225816 · Appointed 8 Jul 2003 · Until 14 Jan 2005

• Saffron Walden Mortgage Services Limited (no longer appointed)

  FRN 222776 · Appointed 11 Feb 2003 · Until 31 Oct 2004

No changes recorded yet.