Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Stephen Mason

  IRN PSM01086

  • CF30 Customer (16 Jun 2008 to 30 Sep 2008)
• Paul William Patrick Wood

  IRN PWW00003

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 1 Oct 2003)
• Paula Jane Munday

  IRN PXM55796

  • [FCA CF] Manager of certification employee (10 Dec 2018 to 22 Oct 2020)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 22 Mar 2021)
• Peter Bernard Munday

  IRN PBM01023

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2002)
• Peter Channon Ablett

  IRN PCA01022

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 22 Aug 2002)
• Peter Charles Matthews

  IRN PCM00013

  • CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)
• Peter David Williams

  IRN PDW00007

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Peter Hallworth

  IRN PXH00037

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Jun 2002 to 17 Jan 2003)
• Peter Jack Nowell

  IRN PJN01021

  • SMF15 Chair of With Profits Committee (10 Dec 2018 to 17 Jul 2022)
  • CF2b Chair of the With-Profits Committee (7 Mar 2016 to 9 Dec 2018)
  • CF2 Non Executive Director (18 Feb 2014 to 6 Mar 2016)
  • CF29 Significant management (25 Sep 2008 to 6 Sep 2011)
• Peter Lamb

  IRN PXL01302

  • CF17 Significant Mgt (Other Business Operations) (11 Jul 2003 to 3 Apr 2006)

• GMB Scotland (no longer appointed)

  FRN 429277 · Appointed 1 Aug 2009 · Until 22 Jul 2016

• National Association of Head Teachers (no longer appointed)

  FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011

• First Financial Limited (no longer appointed)

  FRN 201039 · Appointed 1 Aug 2009 · Until 31 Dec 2009

• Prospect (no longer appointed)

  FRN 403532 · Appointed 31 Jul 2009 · Until 22 Jul 2016

• Asda Stores Limited (no longer appointed)

  FRN 407914 · Appointed 12 Mar 2009 · Until 12 Mar 2009

• Asda Financial Services Limited (no longer appointed)

  FRN 230174 · Appointed 12 Mar 2009 · Until 12 Mar 2009

• Gmb (no longer appointed)

  FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016

• University and College Union (no longer appointed)

  FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009

• Amicus (no longer appointed)

  FRN 404717 · Appointed 9 May 2005 · Until 14 Sep 2009

• Transport And General Workers Union (no longer appointed)

  FRN 407085 · Appointed 9 May 2005 · Until 14 Sep 2009

No changes recorded yet.