Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Deuan Pearson

  IRN GDP00004

  • CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
• Gary Beyer

  IRN GXB00273

  • [PRA CF] Significant risk taker or Material risk taker (since 4 Sep 2024)
  • [FCA CF] Material risk taker (since 4 Sep 2024)
  • [FCA CF] Significant management (since 22 Jul 2024)
  • [FCA CF] Manager of certification employee (22 Jul 2024 to 4 Sep 2024)
• Gavin Leonard James O'Neill

  IRN GLO01009

  • CF22 Investment Adviser (Trainee) (7 Feb 2002 to 2 May 2003)
• Gemma Anne Kelman

  IRN GXK00190

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Manager of certification employee (since 6 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2023)
• Geoffrey Robert Wicks

  IRN GRW01055

  • CF30 Customer (1 Nov 2007 to 31 May 2008)
  • CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Sep 2002 to 17 Jul 2003)
• Georgia Shire

  IRN GXS00101

  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 1 Apr 2022)
  • [FCA CF] Significant management (2 Sep 2020 to 28 Feb 2021)
• Georgina Farrell

  IRN GXF01506

  • SMF18 Other Overall Responsibility (14 Feb 2022 to 25 Jul 2022)
  • SMF24 Chief Operations (19 Nov 2020 to 14 Feb 2022)
  • CF29 Significant management (7 Dec 2018 to 9 Dec 2018)
• Geraldine Mary Collie

  IRN GXC43644

  • [FCA CF] Significant management (10 Dec 2018 to 30 Jun 2020)
• Geraldine Smith

  IRN GXS00056

  • CF21 Investment Adviser (27 Mar 2002 to 14 Mar 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Mar 2002)
• Gifford Michael Campbell Clay

  IRN GMC00038

  • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)

• GMB Scotland (no longer appointed)

  FRN 429277 · Appointed 1 Aug 2009 · Until 22 Jul 2016

• National Association of Head Teachers (no longer appointed)

  FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011

• First Financial Limited (no longer appointed)

  FRN 201039 · Appointed 1 Aug 2009 · Until 31 Dec 2009

• Prospect (no longer appointed)

  FRN 403532 · Appointed 31 Jul 2009 · Until 22 Jul 2016

• Asda Stores Limited (no longer appointed)

  FRN 407914 · Appointed 12 Mar 2009 · Until 12 Mar 2009

• Asda Financial Services Limited (no longer appointed)

  FRN 230174 · Appointed 12 Mar 2009 · Until 12 Mar 2009

• Gmb (no longer appointed)

  FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016

• University and College Union (no longer appointed)

  FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009

• Amicus (no longer appointed)

  FRN 404717 · Appointed 9 May 2005 · Until 14 Sep 2009

• Transport And General Workers Union (no longer appointed)

  FRN 407085 · Appointed 9 May 2005 · Until 14 Sep 2009

No changes recorded yet.