Liverpool Victoria Financial Services Limited

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FRN: 110035
Date authorised: 1 April 2013
Companies House: 12383237
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+448006816294

Web

https://www.lv.com
Complaints Contact

County Gates

-

Bournemouth

Dorset

BH1 2NF

UNITED KINGDOM

Phone

+4408000328280

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health
Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
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- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health
Runs Stakeholder Pensions
Runs Personal Pensions
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Deirdre Anne Davies
IRN DXD80950
- SMF5 Head of Internal Audit (27 Aug 2020 to 24 Oct 2025)
Delicia Thomas
IRN DTT01011
- CF30 Customer (1 Nov 2007 to 29 Dec 2008)
- CF21 Investment Adviser (7 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Oct 2004 to 7 Apr 2005)
Denis James Connelly
IRN DJC00122
- CF22 Investment Adviser (Trainee) (27 Sep 2005 to 28 Feb 2006)
Denise Mary Green
IRN DMT00036
- CF21 Investment Adviser (1 Dec 2001 to 4 Jan 2002)
Dennis Holt
IRN DXH01391
- CF2 Non Executive Director (20 Sep 2006 to 23 May 2013)
Dennis Robert Conway
IRN DRC00054
- CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2001)
Derek Robert Stabb
IRN DRS00029
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)
Diana Elizabeth Bate
IRN DEB01033
- CF30 Customer (1 Nov 2007 to 30 Sep 2008)
- CF21 Investment Adviser (26 Jul 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Jul 2005 to 26 Jul 2006)
Dominic Joseph Smith
IRN DJS00178
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 May 2002)
Donald Evan Griffiths
IRN DEG00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jan 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

GMB Scotland (no longer appointed)
FRN 429277 · Appointed 1 Aug 2009 · Until 22 Jul 2016
National Association of Head Teachers (no longer appointed)
FRN 409345 · Appointed 1 Aug 2009 · Until 4 Nov 2011
First Financial Limited (no longer appointed)
FRN 201039 · Appointed 1 Aug 2009 · Until 31 Dec 2009
Prospect (no longer appointed)
FRN 403532 · Appointed 31 Jul 2009 · Until 22 Jul 2016
Asda Stores Limited (no longer appointed)
FRN 407914 · Appointed 12 Mar 2009 · Until 12 Mar 2009
Asda Financial Services Limited (no longer appointed)
FRN 230174 · Appointed 12 Mar 2009 · Until 12 Mar 2009
Gmb (no longer appointed)
FRN 404718 · Appointed 8 Aug 2006 · Until 22 Jul 2016
University and College Union (no longer appointed)
FRN 409350 · Appointed 16 Jun 2006 · Until 1 Aug 2009
Amicus (no longer appointed)
FRN 404717 · Appointed 9 May 2005 · Until 14 Sep 2009
Transport And General Workers Union (no longer appointed)
FRN 407085 · Appointed 9 May 2005 · Until 14 Sep 2009

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.