Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Stuart Armstrong

  IRN JSA00008

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
• Jamie Stuart Kermode

  IRN JSK01032

  • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
  • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Jun 2002 to 30 Jun 2003)
• Jane Alexandra Don

  IRN JAD00037

  • CF21 Investment Adviser (5 Feb 2003 to 1 Oct 2003)
• Jane Dickinson

  IRN JXD43734

  • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 10 May 2019)
  • [PRA CF] Key function holder (10 Dec 2018 to 10 May 2019)
  • [FCA CF] Significant management (10 Dec 2018 to 10 May 2019)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 10 May 2019)
  • [FCA CF] Material risk taker (10 Dec 2018 to 10 May 2019)
• Jane Elizabeth Kosa

  IRN JEK01034

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 22 Aug 2002)
• Jasmine Lily Fox

  IRN JXF55846

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Sep 2019)
• Jason Paul Pearce

  IRN JPP00016

  • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
• Jason Peter Thompson

  IRN JPT01056

  • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 30 Apr 2002)
• Jean-Marc Robert

  IRN JXR43645

  • SMF4 Chief Risk (since 28 Jan 2022)
  • [FCA CF] Significant management (1 Mar 2019 to 17 Sep 2021)
• Jeffrey Edward Pearson

  IRN JEP01103

  • CF17 Significant Mgt (Other Business Operations) (5 Jan 2004 to 2 Sep 2004)

• Elife Limited (no longer appointed)

  FRN 492568 · Appointed 21 Sep 2011 · Until 21 Sep 2012

• Travel Newmedia Limited (no longer appointed)

  FRN 565060 · Appointed 21 Sep 2011 · Until 16 Oct 2012

• CDS (SUPERSTORES INTERNATIONAL) LIMITED (no longer appointed)

  FRN 489236 · Appointed 16 Sep 2011 · Until 30 Apr 2013

• Web Marketing Strategies Limited (no longer appointed)

  FRN 564617 · Appointed 15 Sep 2011 · Until 21 Sep 2012

• VAC Media Ltd (no longer appointed)

  FRN 503967 · Appointed 8 Sep 2011 · Until 17 Nov 2016

• Dianomi Ltd (no longer appointed)

  FRN 500292 · Appointed 8 Oct 2009 · Until 29 Jun 2016

• UNITE (no longer appointed)

  FRN 468071 · Appointed 16 Sep 2009 · Until 18 Sep 2012

• Asda Financial Services Limited (no longer appointed)

  FRN 230174 · Appointed 4 Sep 2009 · Until 31 Oct 2018

• Asda Stores Limited (no longer appointed)

  FRN 407914 · Appointed 4 Sep 2009 · Until 31 Oct 2018

• Public & Commercial Services Union (no longer appointed)

  FRN 403529 · Appointed 17 Aug 2009 · Until 29 Dec 2017

No changes recorded yet.