Liverpool Victoria Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
County Gates-BournemouthDorsetBH1 2NFUNITED KINGDOM- Phone
- +448006816294
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Complaints Contact
County Gates-BournemouthDorsetBH1 2NFUNITED KINGDOM- Phone
- +4408000328280
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Catherine Jane Keers
IRN CJK01065
- SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 21 Jun 2017)
- CF2 Non Executive Director (13 Dec 2010 to 6 Mar 2016)
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Catherine Louise Foskin
IRN CLF00015
- CF22 Investment Adviser (Trainee) (21 Feb 2002 to 1 Nov 2002)
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Charles Austen Richardson
IRN CXR00411
- [FCA CF] Material risk taker (12 Jan 2023 to 30 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (12 Jan 2023 to 30 Jun 2023)
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Charles Dennis
IRN CXD00282
- [FCA CF] Functions requiring qualifications (20 Sep 2021 to 14 Jan 2022)
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Charles Ferguson
IRN CXF00043
- [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Mar 2019)
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Charlotte Greenway
IRN CXG00232
- [FCA CF] Significant management (7 Apr 2021 to 31 Mar 2022)
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Charlotte Rose Farndon
IRN CRF00015
- CF21 Investment Adviser (10 Dec 2001 to 1 Mar 2002)
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Chloe Stuttard
IRN CXS00109
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (13 Aug 2020 to 31 May 2021)
- [FCA CF] Manager of certification employee (13 Aug 2020 to 31 May 2021)
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Chris Agius
IRN CXA54647
- [FCA CF] Significant management (since 8 Apr 2026)
- SMF5 Head of Internal Audit (8 Oct 2025 to 8 Apr 2026)
- [FCA CF] Significant management (8 Oct 2025 to 24 Oct 2025)
- [FCA CF] Material risk taker (26 Nov 2021 to 27 Nov 2021)
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Christina Darcey Dolding
IRN CXD55729
- [FCA CF] Functions requiring qualifications (8 Jul 2019 to 22 Oct 2020)
- [FCA CF] Manager of certification employee (8 Jul 2019 to 31 Dec 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Support Group (UK) Limited (no longer appointed)
FRN 566922 · Appointed 19 Oct 2011 · Until 31 Dec 2022
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The Global Voucher Group Limited (no longer appointed)
FRN 566815 · Appointed 18 Oct 2011 · Until 22 Jul 2016
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Submission Technology Ltd (no longer appointed)
FRN 476083 · Appointed 26 Sep 2011 · Until 28 Oct 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.