Liverpool Victoria Financial Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
County Gates-BournemouthDorsetBH1 2NFUNITED KINGDOM- Phone
- +448006816294
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Complaints Contact
County Gates-BournemouthDorsetBH1 2NFUNITED KINGDOM- Phone
- +4408000328280
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Manages Insurance Policies
For All, Life and annuity, Linked long-term, Permanent health
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Stockbroking
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme
Show 2 limitations Hide limitations
- · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Issues Insurance
For All, Life and annuity, Linked long-term, Permanent health
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Runs Stakeholder Pensions
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Runs Personal Pensions
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Anders
IRN MXA01336
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 3 Apr 2006)
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Mark Buddy
IRN MXB01903
- [FCA CF] Functions requiring qualifications (30 Sep 2024 to 31 Jul 2025)
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Mark Darren Tarbet
IRN MDT01064
- CF22 Investment Adviser (Trainee) (28 Sep 2004 to 5 Aug 2005)
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Mark David Staddon-Gover
IRN MXS00367
- [FCA CF] Functions requiring qualifications (29 Jan 2021 to 15 Nov 2021)
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Mark Edward Austen
IRN MEA01033
- SIMF9 Chairman (7 Mar 2016 to 21 Jun 2017)
- CF2 Non Executive Director (20 Sep 2006 to 6 Mar 2016)
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Mark Edward Myers
IRN MEM01066
- CF16 Significant Mgt (Desgntd Investment Business) (10 Nov 2005 to 1 May 2007)
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Mark Fowkes
IRN MXF00509
- [FCA CF] Significant management (since 14 Feb 2024)
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Mark Ian Ormerod
IRN MIO01003
- CF30 Customer (1 Nov 2007 to 29 Dec 2008)
- CF21 Investment Adviser (11 Jun 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 11 Jun 2003)
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Mark James Duggan
IRN MJD00123
- CF21 Investment Adviser (13 Aug 2002 to 2 May 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Aug 2002)
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Mark John Thomson
IRN MJT00009
- CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Support Group (UK) Limited (no longer appointed)
FRN 566922 · Appointed 19 Oct 2011 · Until 31 Dec 2022
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The Global Voucher Group Limited (no longer appointed)
FRN 566815 · Appointed 18 Oct 2011 · Until 22 Jul 2016
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Submission Technology Ltd (no longer appointed)
FRN 476083 · Appointed 26 Sep 2011 · Until 28 Oct 2016
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.