Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kerry Elise Swords

  IRN KES00016

  • CF30 Customer (1 Nov 2007 to 3 Jun 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Kerry Louise Lewis

  IRN KXL55777

  • [FCA CF] Manager of certification employee (24 Feb 2020 to 7 Oct 2022)
  • [FCA CF] Functions requiring qualifications (24 Feb 2020 to 7 Oct 2022)
• Kerry Mackinnon

  IRN KXM00718

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2024)
• Kerry Rogers

  IRN KXR55860

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Jan 2019)
• Kevin David Stillman

  IRN KDS00002

  • CF21 Investment Adviser (1 Dec 2001 to 1 May 2005)
• Kevin Eric Archer

  IRN KEA00003

  • CF30 Customer (23 Jan 2008 to 30 Sep 2008)
• Kevin Francis Richardson

  IRN KFR01009

  • CF17 Significant Mgt (Other Business Operations) (28 Mar 2002 to 30 Jun 2003)
• Kevin Joseph Durkan

  IRN KJD00027

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 16 Nov 2006)
• Kevin Oscar Kennard

  IRN KOK01000

  • CF21 Investment Adviser (19 Dec 2006 to 31 May 2007)
  • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 19 Dec 2006)
• Kevin Robert Jackson

  IRN KXJ00055

  • [FCA CF] Material risk taker (18 Dec 2020 to 8 Sep 2023)
  • [PRA CF] Managing a material risk taker (18 Dec 2020 to 19 Dec 2020)
  • [FCA CF] Significant management (18 Dec 2020 to 8 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 8 Sep 2023)

• Craig Meredith (no longer appointed)

  FRN 568070 · Appointed 4 Nov 2011 · Until 29 Dec 2014

• ASAP Discounts Limited (no longer appointed)

  FRN 567459 · Appointed 27 Oct 2011 · Until 2 Nov 2011

• Mr Simon Markham (no longer appointed)

  FRN 567184 · Appointed 21 Oct 2011 · Until 1 Jan 2013

• Notice Media Ltd (no longer appointed)

  FRN 504616 · Appointed 20 Oct 2011 · Until 1 Oct 2013

• The Support Group (UK) Limited (no longer appointed)

  FRN 566922 · Appointed 19 Oct 2011 · Until 31 Dec 2022

• The Global Voucher Group Limited (no longer appointed)

  FRN 566815 · Appointed 18 Oct 2011 · Until 22 Jul 2016

• Maximiles UK Ltd (no longer appointed)

  FRN 565787 · Appointed 5 Oct 2011 · Until 22 Jul 2016

• Submission Technology Ltd (no longer appointed)

  FRN 476083 · Appointed 26 Sep 2011 · Until 28 Oct 2016

• Topcashback Limited (no longer appointed)

  FRN 476080 · Appointed 22 Sep 2011 · Until 10 Jan 2024

• Elife Limited (no longer appointed)

  FRN 492568 · Appointed 21 Sep 2011 · Until 21 Sep 2012

No changes recorded yet.