Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Stuart Black

  IRN ISB00009

  • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
• Ivor Robert Meyrick

  IRN IRM00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
• Jackie-Ross Lavender

  IRN JXL00353

  • [FCA CF] Functions requiring qualifications (7 Apr 2021 to 19 Oct 2021)
• Jacob Whitmore

  IRN JXW00618

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
• James Andrew McKenzie

  IRN JXM55768

  • [FCA CF] Functions requiring qualifications (11 Jun 2019 to 31 May 2020)
• James Christie Douglas

  IRN JCD00017

  • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• James David Norman

  IRN JDN01024

  • CF22 Investment Adviser (Trainee) (27 Feb 2002 to 29 Apr 2002)
• James Dean

  IRN JXD02084

  • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 31 Mar 2018)
  • SIMF14 Senior Independent Director (7 Mar 2016 to 31 Mar 2018)
  • CF2 Non Executive Director (10 Jul 2012 to 6 Mar 2016)
• James Duncan Brockbank

  IRN JXB55767

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 1 Mar 2020)
• James Martin Webber

  IRN JMW01085

  • CF28 Systems and controls (16 Mar 2011 to 12 Aug 2011)

• Craig Meredith (no longer appointed)

  FRN 568070 · Appointed 4 Nov 2011 · Until 29 Dec 2014

• ASAP Discounts Limited (no longer appointed)

  FRN 567459 · Appointed 27 Oct 2011 · Until 2 Nov 2011

• Mr Simon Markham (no longer appointed)

  FRN 567184 · Appointed 21 Oct 2011 · Until 1 Jan 2013

• Notice Media Ltd (no longer appointed)

  FRN 504616 · Appointed 20 Oct 2011 · Until 1 Oct 2013

• The Support Group (UK) Limited (no longer appointed)

  FRN 566922 · Appointed 19 Oct 2011 · Until 31 Dec 2022

• The Global Voucher Group Limited (no longer appointed)

  FRN 566815 · Appointed 18 Oct 2011 · Until 22 Jul 2016

• Maximiles UK Ltd (no longer appointed)

  FRN 565787 · Appointed 5 Oct 2011 · Until 22 Jul 2016

• Submission Technology Ltd (no longer appointed)

  FRN 476083 · Appointed 26 Sep 2011 · Until 28 Oct 2016

• Topcashback Limited (no longer appointed)

  FRN 476080 · Appointed 22 Sep 2011 · Until 10 Jan 2024

• Elife Limited (no longer appointed)

  FRN 492568 · Appointed 21 Sep 2011 · Until 21 Sep 2012

No changes recorded yet.