Liverpool Victoria Financial Services Limited

• Principal Place of Business

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +448006816294

  Web

  https://www.lv.com

• Complaints Contact

  County Gates

  -

  Bournemouth

  Dorset

  BH1 2NF

  UNITED KINGDOM

  Phone

  +4408000328280

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Permanent health

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Permanent health

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Douglas John Reith Gordon

  IRN DJG00091

  • CF16 Significant Mgt (Desgntd Investment Business) (15 Feb 2006 to 3 Apr 2006)
• Duncan Dale Raw

  IRN DDR00001

  • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
• Dylan Trainer

  IRN DXT00326

  • [FCA CF] Material risk taker (since 30 Aug 2023)
  • [FCA CF] Significant management (since 30 Aug 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 30 Aug 2023)
• Dyllan Patrick Long

  IRN DXL55753

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 23 Nov 2022)
• Edward Wharton

  IRN EXW00056

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 23 Dec 2020)
• Elaine Priscilla Roethenbaugh

  IRN EXR55754

  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 6 Mar 2026)
  • [FCA CF] Manager of certification employee (10 Dec 2018 to 6 Mar 2026)
• Elisabeth Turpin

  IRN EXT00203

  • [FCA CF] Significant management (since 8 Jul 2024)
• Elizabeth Drew

  IRN EXD00103

  • [FCA CF] Functions requiring qualifications (18 Aug 2021 to 28 Feb 2023)
• Elizabeth Jane Chapman

  IRN EXC01128

  • CF22 Investment Adviser (Trainee) (21 Sep 2002 to 28 Feb 2003)
• Elizabeth Jane Thorne

  IRN EJT01054

  • [FCA CF] Significant management (1 Feb 2019 to 1 Jan 2022)

• Rectangle Group plc (no longer appointed)

  FRN 537903 · Appointed 4 Nov 2013 · Until 22 Jul 2016

• Asperity Employee Benefits Ltd (no longer appointed)

  FRN 484646 · Appointed 23 Sep 2013 · Until 15 Sep 2017

• Claire Shepherd (no longer appointed)

  FRN 603886 · Appointed 5 Jul 2013 · Until 22 Jul 2016

• Direct Marketing Bureau Limited (no longer appointed)

  FRN 425017 · Appointed 17 Oct 2012 · Until 28 Jan 2014

• Royal College of Nursing of the United Kingdom (no longer appointed)

  FRN 578817 · Appointed 3 Apr 2012 · Until 29 Dec 2017

• Vivat Finance Ltd (no longer appointed)

  FRN 524497 · Appointed 2 Apr 2012 · Until 14 Apr 2014

• Christopher Moorhouse (no longer appointed)

  FRN 569573 · Appointed 22 Dec 2011 · Until 21 Sep 2012

• Seniors Discounts (no longer appointed)

  FRN 571086 · Appointed 14 Dec 2011 · Until 28 Oct 2016

• AWIN Ltd (no longer appointed)

  FRN 529442 · Appointed 12 Dec 2011 · Until 10 Feb 2013

• Essex Stage (no longer appointed)

  FRN 568215 · Appointed 7 Nov 2011 · Until 3 Dec 2012

No changes recorded yet.