Liverpool Victoria Financial Advice Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
County Gates-BournemouthDorsetBH1 2NFUNITED KINGDOM- Phone
- +448006816294
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Complaints Contact
County Gates-BournemouthDorsetBH1 2NFUNITED KINGDOM- Phone
- +4408000328280
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Pension Transfer Advice
For Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Simon Knight
IRN ASK00011
- CF21 Investment Adviser (30 Jul 2002 to 15 Jun 2006)
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Angela Leanne Hannah Smith
IRN ALS01049
- CF28 Systems and controls (29 Apr 2008 to 30 Sep 2009)
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Ann Lindsay Roughead
IRN ALR01043
- CF29 Significant management (21 Dec 2010 to 17 Mar 2011)
- CF1 Director (20 Feb 2009 to 9 Nov 2010)
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Ann McDermott
IRN AXM00053
- CF22 Investment Adviser (Trainee) (7 Oct 2002 to 30 Apr 2003)
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Anna Miskin
IRN AXM03895
- [FCA CF] Significant management (9 Dec 2019 to 20 Mar 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 20 Mar 2020)
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Anne Smith
IRN AXS00218
- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
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Anthony David Schofield
IRN ADS00040
- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2001)
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Anthony Mark James
IRN AMJ00023
- CF22 Investment Adviser (Trainee) (17 Oct 2005 to 12 May 2006)
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Anthony Morgan
IRN ARM00002
- CF21 Investment Adviser (8 Jan 2002 to 17 Dec 2004)
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Anthony Roy Williams
IRN ARW00038
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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RCN Membership Services Ltd (no longer appointed)
FRN 429278 · Appointed 9 May 2005 · Until 1 Apr 2012
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Royal College of Midwives (RCM) (no longer appointed)
FRN 429275 · Appointed 9 May 2005 · Until 29 Dec 2017
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The Royal Air Forces Association (no longer appointed)
FRN 429276 · Appointed 9 May 2005 · Until 22 Jul 2016
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Transport And General Workers Union (no longer appointed)
FRN 407085 · Appointed 9 May 2005 · Until 14 Sep 2009
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Association of Teachers & Lecturers (no longer appointed)
FRN 409349 · Appointed 9 May 2005 · Until 31 Aug 2009
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University and College Union (no longer appointed)
FRN 409350 · Appointed 9 May 2005 · Until 16 Jun 2006
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Association for School and College Leaders (no longer appointed)
FRN 409347 · Appointed 17 Mar 2005 · Until 1 Aug 2009
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.