LIVA Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Non-investment insurance contracts
Authorised to Operate
Arranges Investments

For Commercial, Non-investment insurance contracts
Insurance Admin

For Commercial, Non-investment insurance contracts
Stockbroking

For Commercial, Non-investment insurance contracts
Investment Setup

For Commercial, Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

ALAN HANDS
IRN AXH06290
- SMF3 Executive Director (since 31 Mar 2022)
Clemens Kueppers
IRN CXK01540
- CF1 Director (AR) (since 6 Jan 2023)
- Responsible for Insurance Distribution (since 31 Mar 2022)
- SMF9 Chair of the Governing Body (since 31 Mar 2022)
- SMF3 Executive Director (since 31 Mar 2022)
THOMAS HOBART
IRN TXH01774
- CF1 Director (AR) (6 Jan 2023 to 23 Jan 2024)
- SMF3 Executive Director (31 Mar 2022 to 23 Jan 2024)

Smaller firms operating under this firm's FCA authorisation.

LIVA GmbH & Co KG (no longer appointed)
FRN 989060 · Appointed 20 Dec 2022 · Until 31 Dec 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.