Date authorised
8 September 2021
Companies House
12442492
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Courtney Place
    Cobham
    Surrey
    KT11 2BE
    UNITED KINGDOM
    Phone
    +447917517859
  • Complaints Contact

    11 Courtney Place
    Cobham
    Surrey
    KT11 2BE
    UNITED KINGDOM
    Phone
    +447917517859

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Johan Ulrich Rode

    IRN JUR01003

    • SMF16 Compliance Oversight (since 8 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Sep 2021)
    • SMF3 Executive Director (since 8 Sep 2021)
  • Kalinka Andjelopolj

    IRN KXA01236

    • SMF3 Executive Director (since 8 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.