Date authorised
4 January 2022
Companies House
11864319
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    16 Eastcheap
    London
    EC3M 1BD
    UNITED KINGDOM
    Phone
    +4402045518776
  • Complaints Contact

    2nd Floor
    16 Eastcheap
    London
    EC3M 1BD
    UNITED KINGDOM
    Phone
    +4402045518776

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benedict John Hooper

    IRN BXH00346

    • SMF3 Executive Director (since 28 Feb 2024)
  • CHRISTOPHER JACKSON

    IRN CXJ01412

    • SMF3 Executive Director (since 21 Mar 2025)
    • SMF9 Chair of the Governing Body (since 21 Mar 2025)
  • Razi Mireskandari

    IRN RXM00969

    • Director of firm who is not a certification employee or a SMF manager (since 4 Aug 2023)
  • Stephen James Bolster

    IRN SXB13699

    • CF3 Chief Executive (AR) (since 15 Apr 2024)
    • SMF3 Executive Director (since 4 Jan 2022)
    • SMF16 Compliance Oversight (since 4 Jan 2022)
  • Steven Raymond Ruffle

    IRN SXR13694

    • CF3 Chief Executive (AR) (since 15 Apr 2024)
    • Responsible for Insurance Distribution (since 4 Jan 2022)
    • SMF3 Executive Director (since 4 Jan 2022)
  • William Charles Allen Bulleid

    IRN WXB00182

    • SMF3 Executive Director (since 24 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.