LITHIA FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Lithia House 2 Oakwood Court

  Little Oak Drive Annesley

  Nottingham

  Nottinghamshire

  NG15 0DR

  UNITED KINGDOM

  Phone

  +4401623725200

• Complaints Contact

  Lithia House 2 Oakwood Court

  Little Oak Drive Annesley

  Nottingham

  Nottinghamshire

  NG15 0DR

  UNITED KINGDOM

  Phone

  +4401623725200

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · This permission is limited to debt adjusting with no debt management activity

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Consumer Hire Servicing

• Loan Servicing

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Patrick James Rawnsley

  IRN PJR01182

  • CF8 Apportionment and Oversight (11 Nov 2005 to 7 Nov 2006)
• Peter Vardy

  IRN PXV01103

  • CF3 Chief Executive (11 Nov 2005 to 14 Feb 2006)
• Richard John Thomas

  IRN RXT00464

  • Responsible for Insurance Distribution (since 14 May 2025)
  • SMF3 Executive Director (since 14 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 May 2025)
  • SMF16 Compliance Oversight (since 14 May 2025)
• Robert Thomas Forrester

  IRN RTF01015

  • Responsible for Insurance Mediation (14 Jan 2005 to 15 Feb 2006)
  • CF1 Director (AR) (14 Jan 2005 to 15 Feb 2006)
  • CF1 Director (14 Jan 2005 to 14 Feb 2006)
  • CF8 Apportionment and Oversight (14 Jan 2005 to 15 Feb 2006)
• Timothy Paul Holden

  IRN TPH01062

  • CF1 Director (25 Jan 2017 to 31 Mar 2019)
  • CF28 Systems and controls (20 Jan 2017 to 26 Jan 2017)
• Trevor Garry Finn

  IRN TGF01013

  • CF1 Director (AR) (21 Mar 2007 to 31 Mar 2019)
  • CF8 Apportionment and Oversight (7 Mar 2007 to 31 Mar 2009)
  • CF1 Director (7 Mar 2007 to 31 Mar 2019)
  • CF3 Chief Executive (7 Mar 2007 to 31 Mar 2019)
• William Berman

  IRN WXB00004

  • SMF1 Chief Executive (12 Apr 2021 to 31 Jan 2024)
  • Responsible for Insurance Distribution (12 Apr 2021 to 31 Jan 2024)

• Bridgegate Ltd (no longer appointed)

  FRN 464573 · Appointed 28 Feb 2007 · Until 31 Dec 2008

• C D Bramall Dealerships Ltd (no longer appointed)

  FRN 464575 · Appointed 28 Feb 2007 · Until 31 Jan 2025

• C D Bramall York Ltd (no longer appointed)

  FRN 464577 · Appointed 28 Feb 2007 · Until 31 Dec 2008

• Charles Sidney Holdings Ltd (no longer appointed)

  FRN 464563 · Appointed 28 Feb 2007 · Until 31 Dec 2008

• Chatfields Limited (no longer appointed)

  FRN 464576 · Appointed 28 Feb 2007 · Until 31 Jan 2025

• Stratstone Specialist Ltd (no longer appointed)

  FRN 464574 · Appointed 28 Feb 2007 · Until 31 Dec 2008

• Stratstone.com Limited (no longer appointed)

  FRN 464562 · Appointed 28 Feb 2007 · Until 4 Feb 2020

• Stripestar Ltd (no longer appointed)

  FRN 464568 · Appointed 28 Feb 2007 · Until 4 Feb 2020

• Reg Vardy (Tmc) Limited (no longer appointed)

  FRN 404961 · Appointed 14 Jan 2005 · Until 31 Dec 2008

• Reg Vardy (Vmc) Limited (no longer appointed)

  FRN 404953 · Appointed 14 Jan 2005 · Until 4 Feb 2020

No changes recorded yet.