LITCHFIELD CAPITAL MANAGEMENT LIMITED

Date authorised
6 October 2016
Companies House
10040118
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wework
    Aldwych House
    71-91 Aldwych
    London
    Westminster
    WC2B 4HN
    UNITED KINGDOM
    Phone
    +4402031451851
    Web
    http://www.litchfieldassociates.co.uk

  • Complaints Contact

    Wework
    Aldwych House
    71-91 Aldwych
    London
    Westminster
    WC2B 4HN
    UNITED KINGDOM
    Phone
    +4402031451851

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Max Spence

    IRN AMS01444

    • SMF16 Compliance Oversight (since 4 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
    • CF1 Director (6 Oct 2016 to 8 Dec 2019)
  • Harry Julian Heartfield

    IRN HJH01066

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Sep 2020)
    • CF1 Director (6 Oct 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Lisa Boden Shah

    IRN LCB01082

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (6 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)
  • Paul Nicholas Bedford

    IRN PNB01049

    • SMF3 Executive Director (since 10 Sep 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Sep 2021)
    • CF3 Chief Executive (6 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.