LionTree Advisors UK LLP

Date authorised
22 May 2017
Companies House
OC403535
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Burlington Gardens
    London
    W1S 3EP
    UNITED KINGDOM
    Phone
    +4402070821583
    Web
    https://www.liontree.com

  • Complaints Contact

    3 Burlington Gardens
    London
    W1S 3EP
    UNITED KINGDOM
    Phone
    +4402070821583

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Teng Hui Lim

    IRN SXH00926

    • [FCA CF] Client dealing (2 Feb 2024 to 24 Jun 2025)
  • Seung Min Oh

    IRN SXO00107

    • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2023)
  • Shih Yi Lim

    IRN SXL00885

    • [FCA CF] Client dealing (1 Oct 2025 to 30 Jan 2026)
  • Spandita Sahoo

    IRN SXS05343

    • [FCA CF] Client dealing (24 Jun 2024 to 29 Nov 2024)
  • Tancredi Viale

    IRN TXV00037

    • [FCA CF] Client dealing (12 Apr 2023 to 17 Dec 2025)
  • Vasanthi Smedley

    IRN VXB01151

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Sep 2021)
    • CF11 Money Laundering Reporting (22 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 May 2017 to 8 Dec 2019)
  • Victor Rascol

    IRN VXR76000

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.