Lionel David Eustace Thomas

Date authorised
1 April 2013
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    17 St. Briac Way
    Exmouth
    Devon
    EX8 5RL
    UNITED KINGDOM
    Phone
    +4407989303392
    Web
    https://thomas-crown.co.uk

  • Complaints Contact

    17 St. Briac Way
    Exmouth
    Devon
    EX8 5RL
    UNITED KINGDOM
    Phone
    +4407989303392

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional

  • Pension Transfer Advice

    For Retail (Investment), Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy, Personal pension scheme

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lionel David Eustace Thomas

    IRN LDT00005

    • (1)21. Advising or arranging (bringing about) equity release transactions
    • (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (4)4. Giving personal recommendations on retail investment products which are not broker funds
    • (8)Sole trader dealing with clients for which they require qualification (since 9 Dec 2020)
    • (7)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (6)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (5)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (4)CF11 Money Laundering Reporting (23 Nov 2012 to 8 Dec 2019)
    • (2)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (1)Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • (5)CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • (3)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

  1. permission removed: CBTL Status

  2. controlled function added: (8)Sole trader dealing with clients for which they require qualification

  3. controlled function added: (7)SMF16 Compliance Oversight

  4. controlled function added: (6)SMF17 Money Laundering Reporting Officer (MLRO)

  5. controlled function added: (5)Responsible for Insurance Distribution

  6. controlled function added: (4)4. Giving personal recommendations on retail investment products which are not broker funds

  7. controlled function added: (3)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)

  8. controlled function added: (2)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  9. controlled function added: (1)21. Advising or arranging (bringing about) equity release transactions

  10. permission removed: CBTL Effective Date

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