Linear Investments Limited

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FRN: 537389
Date authorised: 1 April 2013
Companies House: 07330725
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1st Floor Office

135 Park Street

London

SE1 9EA

UNITED KINGDOM

Phone

+442039741928

Web

https://www.linearinvestments.com
Complaints Contact

1st Floor Office

135 Park Street

London

SE1 9EA

UNITED KINGDOM

Phone

+442039741928

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Stuart Alan Spurling
IRN SAS01111
- CF30 Customer (6 Apr 2016 to 9 Jan 2017)
Stuart John Fromant
IRN SJF01201
- CF30 Customer (6 Jul 2011 to 21 Jul 2011)
Sunil Pravinchandra Joshi
IRN SXJ01124
- [FCA CF] Client dealing (since 6 Jan 2022)
Suresh Kumar Bhardwaj
IRN SKB01084
- CF10 Compliance Oversight (18 Apr 2019 to 4 Oct 2019)
- CF11 Money Laundering Reporting (18 Apr 2019 to 4 Oct 2019)
- CF1 Director (18 Apr 2019 to 31 Jul 2019)
Thomas Campbell-Gray
IRN TXC16949
- CF1 Director (AR) (6 Jul 2019 to 17 Dec 2020)
- CF30 Customer (6 Jul 2019 to 17 Dec 2020)
Thomas Charles Anthony Kimmins
IRN TCK01020
- CF30 Customer (23 May 2014 to 15 Sep 2017)
Thomas Stanford Lee Hollingsworth
IRN TSH01018
- CF30 Customer (24 Apr 2013 to 1 Sep 2015)
Timothy Bullman
IRN TJB01122
- CF30 Customer (23 Mar 2016 to 15 Sep 2017)
Timothy Harrison
IRN TXH01327
- [FCA CF] Client dealing (9 Dec 2019 to 23 Aug 2022)
- CF1 Director (AR) (13 Jul 2017 to 6 Oct 2017)
- CF30 Customer (5 Sep 2011 to 8 Dec 2019)
Tom Foulery McGrath
IRN MTM01028
- CF30 Customer (24 Sep 2014 to 17 Nov 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Dropet Brokers Limited (no longer appointed)
FRN 628796 · Appointed 22 Jul 2014 · Until 31 Aug 2016
FIRST FRONTIER CAPITAL LIMITED (no longer appointed)
FRN 613697 · Appointed 25 Jun 2014 · Until 6 Jul 2015 · Tied agent
Victoria Wealth Management Limited (no longer appointed)
FRN 624897 · Appointed 4 Jun 2014 · Until 20 Jan 2022 · Tied agent
Palladium IS Ltd (no longer appointed)
FRN 623855 · Appointed 21 May 2014 · Until 3 Aug 2015 · Tied agent
JAR Capital Wealth Management LLP (no longer appointed)
FRN 623192 · Appointed 13 May 2014 · Until 27 Feb 2015
Voltaire Capital (United Kingdom) Limited (no longer appointed)
FRN 621576 · Appointed 17 Apr 2014 · Until 1 Jun 2017
Caplain Sports and Leisure Ventures Limited (no longer appointed)
FRN 621421 · Appointed 16 Apr 2014 · Until 31 May 2015
Fox Run Investments Limited (no longer appointed)
FRN 621434 · Appointed 16 Apr 2014 · Until 12 Oct 2017
Peregrine & Black Limited (no longer appointed)
FRN 600497 · Appointed 20 Feb 2014 · Until 17 Feb 2015
K1T Capital Limited (no longer appointed)
FRN 613472 · Appointed 23 Jan 2014 · Until 10 Jan 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.