Lindisfarne Partners LLP

• Principal Place of Business

  Beaumont Business Centre

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442076538942

  Web

  https://lindisfarnepartners.com

• Complaints Contact

  Beaumont Business Centre

  80 Coleman Street

  London

  City Of London

  EC2R 5BJ

  UNITED KINGDOM

  Phone

  +442076538942

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Matthew Fairclough

  IRN MXF01141

  • CF30 Customer (22 Feb 2013 to 22 Apr 2013)
• Paul Brinkworth Baker

  IRN PBB01058

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
• Paul Simon Collier

  IRN PSC01041

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
  • CF30 Customer (6 Apr 2016 to 8 Dec 2019)
• Peter Harry Matthews

  IRN PHM01026

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 22 Feb 2013)
• Richard William James Bird

  IRN RWB01069

  • CF30 Customer (28 Feb 2013 to 4 Sep 2015)
• Roger James Gleadell

  IRN RJG01116

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2020)
  • CF30 Customer (7 Nov 2018 to 8 Dec 2019)
• Stephen Thomas Pash

  IRN STP01015

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Feb 2016 to 8 Dec 2019)
• Thorsten Borgschulze

  IRN TXB01332

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Jul 2024 to 3 Mar 2025)
• Tristan Treacy

  IRN TXT01530

  • CF30 Customer (27 Feb 2017 to 6 Jun 2019)
• Wayne Beckwith

  IRN WJB01047

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (22 Feb 2013 to 8 Dec 2019)
  • CF30 Customer (22 Feb 2013 to 8 Dec 2019)

• Benjamin Reynolds (no longer appointed)

  FRN 617966 · Appointed 19 Mar 2014 · Until 22 Aug 2014

• Heartbeat Consultancy Limited (no longer appointed)

  FRN 617963 · Appointed 19 Mar 2014 · Until 13 Oct 2015

• RTW Financial Markets Limited (no longer appointed)

  FRN 617964 · Appointed 19 Mar 2014 · Until 13 Oct 2015

No changes recorded yet.