Date authorised
15 March 2017
Companies House
10180963
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 30, Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +447495799995
  • Complaints Contact

    Level 30, Leadenhall Building
    122 Leadenhall Street
    London
    EC3V 4AB
    UNITED KINGDOM
    Phone
    +447787341030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anita Jennifer Williams

    IRN AJW00025

    • [FCA CF] Significant management (since 25 Mar 2021)
  • Carl Ashton

    IRN CXA01631

    • [FCA CF] Significant management (13 Oct 2023 to 9 Jan 2024)
  • Elizabeth Helen Marion Naulls

    IRN EXN00029

    • [FCA CF] Significant management (25 Mar 2021 to 9 Jan 2024)
  • Michael Terence Brown

    IRN MTB01041

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (15 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Mar 2017 to 30 Sep 2018)
  • Robert Ernest Hunwick

    IRN REH01130

    • CF2 Non Executive Director (15 Mar 2017 to 8 Dec 2019)
  • Shaun Phillip Williams

    IRN SPW01155

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (15 Mar 2017 to 8 Dec 2019)
    • CF1 Director (15 Mar 2017 to 8 Dec 2019)
  • Stephen Graham Law

    IRN SXL00274

    • [FCA CF] Significant management (25 Mar 2021 to 9 Jan 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.