Lightman Investment Management Limited

• Principal Place of Business

  20 Eastbourne Terrace

  London

  W2 6LG

  UNITED KINGDOM

  Phone

  +442036673425

  Web

  https://lightmanfunds.com

• Complaints Contact

  The Office Group

  20 Eastbourne Terrace

  London

  W2 6LG

  UNITED KINGDOM

  Phone

  +442039501980

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George William Standish Boyd-Bowman

  IRN GWB01070

  • [FCA CF] Client dealing (since 1 Nov 2023)
• Luis Barreiro

  IRN LXB01376

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
  • CF1 Director (11 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
• Philip Anthony Horton

  IRN PXH09029

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (11 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
• Rajan Sharma

  IRN RXS00900

  • [FCA CF] Significant management (since 3 Jul 2023)
• Robert Walter Aubone Burnett

  IRN RWB01099

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (11 Mar 2019 to 8 Dec 2019)
  • CF3 Chief Executive (11 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)
• Sasha Munn

  IRN SXM04845

  • [FCA CF] Client dealing (since 5 Nov 2025)
• Sumit Mittal

  IRN SXM09033

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (11 Mar 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Mar 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (11 Mar 2019 to 8 Dec 2019)

No changes recorded yet.